Legacy Group
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$89,351,254
Total clients
228
13% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
228
Average account size
$391,891
About
Legacy Group primarily serves individual investors (and related entities of those clients) and offers fee-based financial planning, investor coaching, a one-time Portfolio MRI analysis, and co-advisor referrals to an unaffiliated registered investment adviser. The firm’s brochure discloses that it referred about $89.35 million to the recommended money manager across 228 clients and details negotiable co‑advisor fees as well as the flat Portfolio MRI charge.
Rather than acting as the primary portfolio manager, Legacy Group operates as an investor coach and co-adviser, referring clients to an unaffiliated manager and the Matson Fund Platform and directing custody to third‑party custodians such as Charles Schwab or Pershing. The brochure states the firm does not take custody or exercise trading discretion for client accounts; investment strategy and day‑to‑day management are handled by the recommended adviser, which employs a passive, diversified “Free Market Portfolio Theory” fund‑of‑funds approach.
Distinctive aspects noted in the brochure include an unusually high client count for a single‑advisor independent firm (228 clients), the principal’s licensed insurance activities and separate compensation for insurance sales, and the firm’s explicit co‑adviser/non‑discretionary role that leaves it with no discretionary AUM while referring substantial assets to a third‑party manager. The brochure also provides the firm’s CRD number, contact details, and directs prospective clients to SEC adviserinfo and the firm website for additional materials.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
Passive / index investing
Fee options
Portfolio MRI flat fee $300 - $600 (negotiable)
$0 - $500,000: 1.25% annually $500,001 - $1,000,000: 1.00% annually $1,000,001 - $4,000,000: 0.79% annually $4,000,001+: 0.59% annually
Standard $200 per hour (negotiable)
Account minimum: $100,000 Fee-only: Portfolio MRI flat fee $300 - $600 (negotiable); Hourly fee $200/hour (negotiable)
Main office location
Legacy Group
909 East Se Loop 323 Suite 210
Tyler TX 75701, United States
Number of offices
1
Most active in
Legacy Group has reported serving >5 clients in these states in the last 12 months.
Louisiana · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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