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Legacy Global Management, L.L.C.

Updated today

Total assets under management

$17,481,919

Total clients

63

0% high-net worth

Total advisors

1

of 1 employees

Firm size

Independent

1 advisor

Average clients per advisor

63

Average account size

$277,491

About

The firm provides securities-related investment advice and services to individuals, pensions and profit-sharing plans, trusts, and other business entities, offering investment consultation, discretionary investment management, and non-discretionary investment supervisory services. It delivers ongoing reports and recommendations focused on securities-related investments including domestic and foreign equities, fixed income, exchange-traded funds, mutual fund shares, and cash equivalents.

Its investment approach emphasizes modern portfolio theory and strategic asset allocation to balance expected return and portfolio risk, and it can accommodate tactical asset allocation and concentrated-position strategies when clients request them. The brochure discloses that the firm supervises a substantially larger amount of client assets on a non-discretionary basis (approximately $14.4 million) compared with the assets it manages on a discretionary basis (roughly $642,000), so many clients retain final trading authority.

The firm is affiliated with an accounting and business-consulting entity and its adviser holds CPA and CFP credentials and is licensed to sell insurance, with those activities occurring under separate arrangements and generating separately billed services. Its combination of pension and profit-sharing plan clients, an accounting/consulting affiliate, and a predominantly non-discretionary asset base is less common among independent advisers of this type.

Client services

Portfolio management

Expertise

Concentrated stock management Options & derivatives strategies

Occupation focus

Founder/Business Owner

Fee options

Percentage

$0 - $250,000: 2.00% $250,001 - $500,000: 1.75% $500,001 - $750,000: 1.50% $750,001 - $1,000,000: 1.25% $1,000,001+: 1.00%

Project-based

$200.00 per hour

Main office location

Legacy Global Management, L.L.C.

Chesapeake VA, United States

Number of offices

1

Most active in

Virginia

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Quick links

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