Legacy Financial Designs
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$31,037,165
Clients
49
14% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
49
HighAverage account size
$633,412
About
Legacy Financial Designs serves individual and high-net-worth clients with ongoing discretionary portfolio management and both comprehensive and project-based financial planning. The firm also offers estate-planning assistance through a third‑party technology provider and provides oversight of held-away accounts using third‑party aggregation tools.
The firm’s investment approach is grounded in Modern Portfolio Theory and a primarily passive, index‑based strategy, with portfolios constructed to match each client’s stated objectives and risk tolerance. For clients in ongoing planning engagements, the firm integrates financial planning and investment supervision, including monitoring and making recommendations for assets maintained at other custodians.
Distinctive features of the firm include its small, boutique scale—managing roughly $31 million for a limited client base—which coincides with several operational choices that differ from many peers: it does not aggregate client trades into block orders and does not provide separate written investment reports to managed‑account clients. The routine use of held‑away account management and third‑party estate‑document technology also sets its service mix apart from many similarly sized advisers.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Business ownership considerations
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Fee options
Project-based financial planning fees $1,500 to $10,000; estate planning fees up to $2,500
$0 - $1,000,000: 0.95% $1,000,001+: 0.75%
Ongoing comprehensive financial planning flat fee paid monthly, $199 to $1,000, negotiable
Minimum fee: Upfront fee ranging from $1,000 to $5,000 for onboarding and financial plan setup, may be reduced or waived at advisor’s discretion Fee-only: Ongoing comprehensive financial planning monthly flat fee between $199 and $1,000, negotiable; project-based fixed fees between $1,500 and $10,000, negotiable; estate planning flat fee up to $2,500, negotiable
Main office location
Legacy Financial Designs
9002 Six Pines Drive
The Woodlands TX 77380, United States
Number of offices
1
Most active in
Legacy Financial Designs has reported serving >5 clients in these states in the last 12 months.
Louisiana · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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Website
832-510-0175
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