Legacy Cornerstone Wealth
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$85,577,643
This total excludes 33 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
441
5% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
441
Very HighAverage account size
$194,054
About
Legacy Cornerstone Wealth provides investment management, financial planning, and retirement-plan advisory services to a range of clients including individuals (including high-net-worth), trusts, estates, charitable organizations, pension and profit-sharing plans, and corporations. The firm’s financial planning work uses Monte Carlo modeling to evaluate retirement outcomes and its brochure describes both portfolio management and stand‑alone planning engagements.
The firm uses a mix of proprietary model strategies and third‑party model managers delivered through platforms such as SEI and custodians including Charles Schwab and American Funds, and its methods include quantitative optimization, factor and fundamental analysis, and technical inputs. Legacy Cornerstone Wealth may recommend and monitor sub‑advisers, can manage accounts on a discretionary basis subject to client restrictions, and conducts at least annual reviews of client circumstances and manager performance.
The brochure discloses several features that distinguish the firm from many independent peers: the principal is a licensed insurance agent and the firm discusses insurance product sales and the resulting conflicts of interest (Item 10.C), and the firm offers an array of ERISA and qualified plan services including both non‑discretionary 3(21) and discretionary 3(38) fiduciary services, plan consulting, QDIA and participant education. The firm also documents its use of proprietary models and a platform fee structure (SEI) and acknowledges the economic incentives those arrangements create, and it describes detailed plan‑sponsor support services that are less common among independent advisory firms.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Expertise
Income planning
Social Security optimization
Retirement income strategy
Options & derivatives strategies
Factor investing / smart beta
Occupation focus
Founder/Business Owner
Retired
Fee options
Financial planning fixed fees generally range from $1,500 to $5,000; initial deposit typically $750
$0 - $500,000: 1.30% annually $500,001 - $1,000,000: 1.15% annually $1,000,001 - $2,500,000: 1.00% annually $2,500,001+: 0.80% annually
Commission-based compensation may be received for sale of insurance products by advisory professionals
Up to $500/hour for financial planning services
Account minimum: $250,000 Minimum fee: $5 monthly account maintenance fee, may be waived at firm's discretion
Most active in
Legacy Cornerstone Wealth has reported serving >5 clients in these states in the last 12 months.
Arizona · Arkansas · California · Florida · Idaho · Illinois · Louisiana · Michigan · Nevada · Ohio · Oklahoma · Texas · Utah · Virginia · Washington · Wyoming
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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