Legacy Consulting Group

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Client assets under management

$357,509,276

Clients

198

71% high-net worth

Advisors

of 4 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

Typical

Average account size

$1,805,602

About

Legacy Consulting Group provides portfolio management, financial life planning, and special project consulting for individuals, trusts, estates, charitable organizations, and other business entities. The firm reports approximately $366.3 million in discretionary assets and $12.39 million in non‑discretionary assets as of December 31, 2025 and implements ongoing client relationships through discretionary and non‑discretionary mandates.

Investment decisions are driven by a combination of quantitative research (including third‑party platforms such as YCharts), qualitative due diligence on managers, and a five‑level capital allocation framework that ranges from capital preservation to high growth. Portfolios are typically built from mutual funds, ETFs, and individual stocks, and may incorporate alternative or non‑correlated strategies; the firm emphasizes rebalancing and periodic reviews to align allocations with client objectives.

Distinctive items disclosed in the brochure include an affiliation for some advisory agents with Perryman Securities, Inc., and insurance licenses, with related commissions and trail (12b‑1) arrangements noted as potential conflicts of interest. The firm also discloses an advertising arrangement with Wealthtender, receipt of various third‑party services and benefits from custodian Charles Schwab, use of complex products such as buffer ETFs, interval funds, and structured notes, and limited operational use of AI tools with client recordings subject to opt‑out.

Client services

Financial planning Portfolio management

Expertise

Wealth management Active portfolio management Tax-loss harvesting Retirement income strategy Charitable giving & philanthropy

Fee options

Percentage

$0 - $1,000,000: 1.00% $1,000,001 - $1,500,000: 0.95% $1,500,001 - $2,000,000: 0.90% $2,000,001 - $5,000,000: 0.80% $5,000,001 - $7,000,000: 0.75% $7,000,001+: Negotiable

Commissions

Some advisory agents are registered representatives of Perryman Securities, Inc. and receive normal and customary commissions from securities sales; also some agents receive commissions from insurance sales.

Project-based

Special projects fees range from $350 to $500 per hour based on team members involved.

Subscriptions

Financial Life Planning fees: Year one $3,000 per quarter; Year two $1,500 per quarter; Year three and ongoing $750 per quarter.

Main office location

Legacy Consulting Group

5340 Legacy Drive, Ste 165

Plano TX 75024, United States

Number of offices

Most active in

Arkansas · Colorado · Texas

Disclosures

Business activities & affiliations

Is active or affiliated with:

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

LinkedIn Website 972-599-4750

Advisors at this firm

Jennifer S

CFP®

Maumelle, AR

Legacy Consulting Group

Jennifer Schmitt is a CFP® professional with three years of industry experience, currently serving at Legacy Consulting Group in Maumelle, Arkansas. She has worked at Legacy Consulting Group since 2022. Legacy Consulting Group advises individuals, trusts, estates, charitable organizations, and business entities, providing portfolio management, financial life planning, and special-project consulting. The firm employs a combined quantitative and qualitative investment process and utilizes a range of investment vehicles, including mutual funds, ETFs, and alternative instruments.

Wealth management Active portfolio management Tax-loss harvesting Retirement income strategy Charitable giving & philanthropy

Steven W

CFP®, Series 63, Series 65

Plano, TX

Legacy Consulting Group

Steven Wachs is a CFP® with 38 years of industry experience, currently serving as an advisor at Legacy Consulting Group in Plano, TX. He has been with Legacy Consulting Group since 1999 and Perryman Securities, Inc. since 2004. Outside of advisory work, he holds an insurance license for general lines and has involvement with land and hunting property activities. Legacy Consulting Group advises individuals, trusts, estates, charitable organizations, and business entities, providing portfolio management, financial life planning, and special-project consulting. The firm uses a combination of quantitative screening and qualitative due diligence within a capital-allocation framework, employing mutual funds, ETFs, individual securities, and alternative vehicles in its investment strategies.

Wealth management Active portfolio management Tax-loss harvesting Retirement income strategy Charitable giving & philanthropy

Roger S

CFP®, Series 63, Series 65

Plano, TX

Legacy Consulting Group

Roger Shake is a CFP® professional with 30 years of industry experience. He has served at Legacy Consulting Group since 1999 and at Perryman Securities, Inc. since 2004. Legacy Consulting Group advises individuals, trusts, estates, charitable organizations, and business entities, providing portfolio management, financial life planning, and special-project consulting. The firm employs a combination of quantitative screening and qualitative due diligence within a progressive capital-allocation framework, utilizing mutual funds, ETFs, individual securities, and alternative vehicles.

Wealth management Active portfolio management Tax-loss harvesting Retirement income strategy Charitable giving & philanthropy

Matthew Q

CFA®

Plano, TX

Legacy Consulting Group

Matthew Quinn is a CFA® charterholder with 20 years of experience in the financial advisory industry. He has worked at Legacy Consulting Group since 2017 and previously held roles at Vicus Capital, Inc. and Lee Financial Corporation. Legacy Consulting Group advises individuals, trusts, estates, charitable organizations, and business entities, providing portfolio management, financial life planning, and special-project consulting. The firm’s investment approach combines quantitative screening with qualitative due diligence and employs a range of strategies from capital preservation to high growth, utilizing mutual funds, ETFs, individual securities, and alternative vehicles.

Wealth management Active portfolio management Tax-loss harvesting Retirement income strategy Charitable giving & philanthropy

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