Legacy Chief Financial Office, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$105,079,723
Clients
72
60% high-net worth
Advisors
1
of 3 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
72
HighAverage account size
$1,459,441
About
Legacy Chief Financial Office serves individual and high-net-worth clients as well as corporations, offering combined comprehensive financial planning alongside ongoing investment advisory services and standalone, project-based planning. The firm’s standard engagement blends a one-on-one planning relationship with continuous portfolio management and annual plan reviews.
Portfolios are built primarily with passive, low‑turnover vehicles such as index mutual funds and exchange‑traded funds to emphasize diversification and tax efficiency, while client-specific investment policy statements guide asset allocation and trading. The brochure also notes the firm uses fundamental analysis as part of its investment process and manages the large majority of its assets on a discretionary basis.
Noteworthy for a small, supported firm, Legacy Chief Financial Office recently transitioned from state to SEC registration and reports roughly $105 million in assets under management with most held in discretionary accounts. The firm’s principal holds a Texas CPA license and the firm maintains a formal succession agreement with another advisory firm to address potential disruptions in key-person coverage.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Cash flow / budgeting
Business ownership considerations
Occupation focus
Founder/Business Owner
Fee options
$0 - $1,000,000: 0.95% annually $1,000,000 - $5,000,000: 0.75% annually $5,000,000+: 0.50% annually
$350 per hour
Fixed quarterly fee for Comprehensive Financial Planning (amount not specifically stated)
Main office location
Legacy Chief Financial Office, LLC
9002 Six Pines Dr., Suite 108
Shenandoah TX 77380, United States
Number of offices
2
Most active in
Legacy Chief Financial Office, LLC has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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