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Legacy Capital Partners LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$2,000,000
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Clients per advisor
0
Average account size
—
About
Legacy Capital Partners LLC is a registered investment adviser that provides discretionary portfolio management alongside financial planning and consulting services. Although categorized as an investment manager, the firm’s brochure states it serves primarily individual clients and manages portfolios spanning equities, fixed income, ETFs and, with approval, options.
The firm describes a fundamental-analysis approach and diversified strategies, exercising full discretionary authority to trade, rebalance, and monitor accounts while providing periodic reports. It selects broker-dealers (noting Interactive Brokers) to hold client assets, does not act as custodian, and does not charge performance-based fees.
Notable operational details include an amendment to the brochure addressing deficiencies noted by the Alabama Securities Commission and an adopted code of ethics governing supervised persons. The firm also offers stand‑alone financial planning on an hourly or flat‑fee basis and discloses that it does not vote client securities, practices that differ from many peers.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Fee options
$2,500–$10,000 depending on scope
$0+: 1.5% for Equities and Options $0+: 1.0% for Fixed Income $0+: Blended portfolios: weighted average not to exceed 2.0%
$250–$400 per hour
Main office location
Legacy Capital Partners LLC
2003 Bluestone Cir
Birmingham AL 35242, United States
Number of offices
1
Most active in
Legacy Capital Partners LLC has reported serving >5 clients in these states in the last 12 months.
Alabama
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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