Legacy Builders Financial, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$13,698,359
Clients
27
11% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
27
TypicalAverage account size
$507,347
About
Legacy Builders Financial, LLC is a small, state-registered independent advisory firm serving individual and high‑net‑worth clients. The firm provides tailored investment management, comprehensive financial planning with ongoing monitoring, and a short-term financial coaching program for clients needing budgeting and debt guidance.
The firm primarily constructs passive portfolios using index mutual funds and ETFs but also employs fundamental, technical, cyclical and charting analysis as part of its investment research and plan-driven recommendations. It routinely refers clients to third‑party managers and has a collaborative co‑advisory arrangement with an independent outside manager that can take discretionary trading authority for model allocations while the firm retains client relationship and monitoring responsibilities.
Notably for a solo independent adviser, the firm maintains an affiliation with a third‑party manager under a formal co‑advisory arrangement—a relationship that is uncommon among peers. The firm also integrates multiple institutional platform relationships (including custodial and platform services) and offers bundled planning-and-management engagements and fixed‑fee coaching options, which differentiates its service mix from many similarly sized independent practices.
Client services
Financial planning
Portfolio management
Expertise
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Retirement income strategy
General tax planning
Fee options
Financial Coaching fixed fee ranging from $600 to $800; Comprehensive Financial Planning $250/month ($3,000/year) if not combined with investment management
0.70% annually
Account minimum: $150,000 Minimum fee: $3,000/year minimum for Comprehensive Financial Planning and Investment Management combined fee
Main office location
Legacy Builders Financial, LLC
Folsom CA, United States
Number of offices
1
Most active in
Legacy Builders Financial, LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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