Legacy Advisory Group, Inc.

Legacy Advisory Group provides investment management and consulting to pooled investment vehicles and institutional mandates while also advising individuals, trusts, 401(k) plans and IRAs. Its services include asset management (both discretionary and non‑discretionary), sub‑advisory selection and oversight, financial planning and consulting on estate, tax and insurance matters, and private placement offerings tied to its affiliated pooled funds.

The firm combines traditional portfolio building—equities, fixed income, ETFs—and alternative allocations with ongoing monitoring and periodic rebalancing, and performs due diligence on third‑party sub‑advisors it selects. Engagements are implemented on both discretionary and non‑discretionary bases, and the firm reports its managed assets largely on a non‑discretionary basis while also providing consolidated reporting and coordination with other professionals.

Distinctive features include affiliated business activities in insurance and tax preparation that enable the firm to offer insurance products and fixed annuities through licensed representatives, as well as an affiliation with accounting/tax services that can involve cross‑referrals. The firm also co‑manages private pooled funds concentrated in merchant‑cash‑advance and related debt instruments, participates in fee‑sharing arrangements with selected third‑party managers, and has previously entered consent agreements with state securities regulators addressing adviser capital and reporting obligations.