Legacy Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$475,705
Clients
6
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
6
Very LowAverage account size
$79,284
About
Legacy Advisors provides long-term portfolio management, retirement planning, and ongoing financial planning to individuals, families, small businesses, and trusts. The firm manages roughly $475,700 across a very small client base and also offers account consolidation assistance and small-business investment account support.
The firm describes a long-term, risk-aware investment approach that uses ETFs, mutual funds, bonds, individual stocks, and options strategies (including for concentrated single-stock positions). Although Legacy Advisors offers discretionary management, the brochure indicates a primary portion of its assets are handled on a non-discretionary basis and financial planning is included at no additional charge.
Noteworthy features include the Mountaineer Dividend program, a discretionary community reinvestment plan that may allocate up to 10% of the firm’s operating profits to eligible West Virginia residents and registered in-state businesses based on AUM and months of service. The firm also discloses unusually low West Virginia account minimums and that its managing member maintains unrelated retail employment, reflecting a very small, locally focused practice.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Fee options
$0 - $50,000: 1.00% $50,001 - $500,000: 0.90% $500,001 - $750,000: 0.80% $750,001 - $1,000,000: 0.75% $1,000,001 - $2,000,000: 0.70% $2,000,001+: 0.65%
Account minimum: $50 for West Virginia residents; $10,000 for non–West Virginia clients Fee-only: Financial planning included at no additional charge; no commissions or product sales involved.
Main office location
Legacy Advisors
Summersville WV, United States
Number of offices
1
Most active in
Legacy Advisors has reported serving >5 clients in these states in the last 12 months.
West Virginia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
LinkedIn
Facebook
X
YouTube
Website
(304) 618-8950
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