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Leeb Capital Management, Inc.

Updated today

Client assets under management

$110,152,020

Clients

60

58% high-net worth

Advisors

3

of 7 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

20

Very Low

Average account size

$1,835,867

About

Leeb Capital Management, Inc. provides ongoing investment supervisory and portfolio management services to individuals (including high‑net‑worth clients), institutions, trusts, pensions and profit‑sharing plans, managing roughly $111.9 million across about 60 accounts through a three‑advisor team. Like many supported firms, LCM charges percentage‑of‑AUM advisory fees and generally manages client accounts on a discretionary basis while permitting clients to impose reasonable investment restrictions.

The firm combines a top‑down macroeconomic overlay with bottom‑up fundamental security selection across three core strategies—Large‑Cap Growth, Income & Growth, and Peak Resources & Energy—and applies explicit sell disciplines and position‑weight guidelines (typically an 8% cap with stated exceptions). LCM routinely uses commodity‑linked ETFs/ETNs and small‑/mid‑cap resource names in its PREP strategy and, as of February 2026, expanded its short‑term hedging flexibility by permitting up to 20% per position in instruments such as inverse ETFs and zero‑coupon bond funds.

LCM’s principals engage in public publishing: founder Dr. Stephen Leeb and portfolio manager Kuen Chan contribute to and publish a paid newsletter (Turbulent Times Investor), with the brochure noting they expect to spend about 10% of their time on that work and describing policies for trading securities discussed in publications. The firm also advertises performance results in its materials—a practice that is uncommon among peers—and the brochure emphasizes procedures intended to address potential conflicts between newsletter activity and client trading.

Client services

Portfolio management

Expertise

Passive / index investing Private / alternative investments Concentrated stock management Options & derivatives strategies

Fee options

Percentage

$0 - $500,000: 1.50% $500,001+: 1.00%

Other

Account minimum: $250,000 for Growth and Income & Growth strategies; $100,000 for Peak Resources and Energy strategy (may be waived at discretion) Fee-only: Annual advisory fees generally between 0.75% and 2.0% depending on account type and asset level, billed quarterly in advance and based on assets under management.

Main office location

Leeb Capital Management, Inc.

40 West 37 Th Street, Room 1003

New York NY 10018, United States

Number of offices

4

Most active in

California · Florida · Massachusetts · New Hampshire · New York · Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Sean P

Series 65

Quincy, MA

Leeb Capital Management, Inc.

Sean Pearce is a financial advisor at Leeb Capital Management, Inc. He holds a Series 65 credential and has experience spanning roles in education and the military, including serving six years in the United States Marine Corps and working at the University of Massachusetts, Boston. Pearce joined Leeb Capital Management in 2026. Leeb Capital Management provides investment supervisory and portfolio management services to individuals, institutions, trusts, pensions, and profit-sharing plans. The firm employs a combination of top-down macroeconomic analysis and bottom-up security selection across multiple strategies, managing approximately $111.9 million in assets.

Passive / index investing Private / alternative investments Concentrated stock management Options & derivatives strategies
user avatar

Stephen L

Series 65

New York, NY

Leeb Capital Management, Inc.

Stephen Leeb is a Series 65-licensed advisor with Leeb Capital Management, Inc. in New York, NY, bringing 19 years of industry experience. He has held roles at Leeb Index Trader, Emerging Advisory, Tci Enterprises, Leeb Brokerage Services, and Leeb Research Consultants. Outside his advisory work, he serves as editor of investment newsletters The Complete Investor and Real World Investor, writing on general stock investing topics for Capitol Information Group. Leeb Capital Management provides discretionary portfolio management services to individuals, institutions, trusts, pensions, and profit-sharing plans, managing approximately $112 million across about 60 accounts. The firm employs a top-down macroeconomic approach combined with bottom-up security selection across three core strategies, incorporating explicit sell disciplines and position-weight limits.

Passive / index investing Private / alternative investments Concentrated stock management Options & derivatives strategies
user avatar

Kuen C

Series 65

New York, NY

Leeb Capital Management, Inc.

Kuen Chan is a financial advisor at Leeb Capital Management, Inc. in New York, NY, holding a Series 65 credential with 7 years of industry experience. He has been with Leeb Capital Management since 2008. Outside of his advisory role, Chan works as a contractor editor writing general investment articles for Capitol Information Group. Leeb Capital Management provides investment supervisory and portfolio management services to individuals, institutions, trusts, pensions, and profit-sharing plans, managing approximately $111.9 million across about 60 accounts. The firm employs a combination of top-down macroeconomic analysis and bottom-up fundamental security selection across several core strategies, and its principals actively publish a paid newsletter related to market insights.

Passive / index investing Private / alternative investments Concentrated stock management Options & derivatives strategies
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