Lee Miles LLC

Lee Miles LLC provides investment advice and planning primarily to individuals, as well as to trusts, estates and small business entities, and the firm reports roughly $13.95 million in discretionary assets across about 98 client accounts. Services described in the brochure include written financial planning (full and modular plans), as‑needed consultations, continuous asset management of separate accounts, and the sale of insurance and annuity products through the firm’s insurance agency activities.

The firm manages accounts using an asset‑allocation approach that typically combines individual securities and exchange‑traded funds and applies cyclical, fundamental and technical analysis, with active monitoring and the option for discretionary or non‑discretionary authority. Lee Miles LLC uses a third‑party service provider, Focus Point Solutions, for administrative and back‑office support (including performance and position reporting) and requires custody of client assets at Fidelity.

Distinctive features for a firm of this size include its ongoing insurance agency operations and affiliated insurance activities — the brochure discloses that insurance and annuity commissions represent a portion of firm revenue and may present conflicts of interest — and its client outreach through direct mail, email newsletters, public dinners and educational seminars. The firm’s reliance on a service provider for performance/position reports and its emphasis on public educational events and outreach are less common among similarly supported advisers.