Lee Financial Group
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$1,225,511
Total clients
14
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
14
Average account size
$87,537
About
The firm provides discretionary investment management and comprehensive financial planning to individual and high‑net‑worth clients, delivering tailored portfolios and written financial plans that address retirement, estate, tax, insurance, college, cash‑flow and business planning. It also assists clients in selecting and monitoring third‑party asset managers and implements retirement account advice as a fiduciary.
Its investment approach emphasizes a Modern Portfolio Theory framework with a passive core of index mutual funds and ETFs, combined with strategic asset allocation and tactical deviations; the firm also incorporates fundamental and technical analysis as inputs. The adviser may implement portfolios through outside managers or an automated advisor platform and recommends institutional custodians for execution and custody.
Noteworthy features include the firm’s very small scale—reporting roughly $1.23 million in assets under management and about 14 clients—which supports a hands‑on, concentrated client relationship uncommon for many independent advisers. The principal brings corporate finance and advanced‑degree experience to the practice, the firm provides ongoing multi‑topic planning alongside portfolio management, it accepts clients without a stated account minimum, and it discloses platform services and proxy‑voting practices that clients should consider.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
General retirement planning
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Business ownership considerations
General estate planning guidance
Fee options
One-time fee of $1,250 – $5,000 for financial planning; ongoing quarterly flat fee of $1,250 – $5,000
$0 - $1,000,000: 1.00% $1,000,001 - $2,000,000: 0.95% $2,000,001 - $3,000,000: 0.90% $3,000,001+: 0.80%
Main office location
Lee Financial Group
Ladera Ranch CA, United States
Number of offices
1
Most active in
Lee Financial Group has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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