Ledgewood Wealth Advisors, LLC

Ledgewood Wealth Advisors is a small investment advisory firm that provides portfolio management and financial planning to individuals, trusts, estates, corporations and other entities. The firm generally serves high‑net‑worth clients (it typically considers new advisory relationships at $500,000 or higher) and manages about $217 million across roughly 93 client accounts, with the large majority of assets managed on a discretionary basis.

The firm tailors investment programs to individual client objectives using fundamental security analysis and active asset allocation across equities, fixed income, mutual funds, ETFs and, when suitable, alternative partnership interests. Portfolio strategies can include option writing against holdings, occasional outright options, margin and short sales, and Ledgewood may recommend participation in securities lending programs administered by qualified custodians.

What is distinctive is the combination of a very small advisory team running more than $200 million in regulatory AUM, resulting in a relatively high AUM per advisor and per client, and recent expanded disclosures addressing securities lending, fee debiting/SLOAs and strategy risks. The brochure also discloses operational practices that are less common for firms this size, such as the documented use of automated transcription tools for internal recordkeeping, while retaining custodians to administer securities lending and related activities.