Leatherback Investments LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$169,609,786
This total excludes 12 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
4
0% high-net worth
Total advisors
1
of 3 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
4
Average account size
$42,402,447
About
Leatherback Investments provides advisory services primarily to high‑net‑worth individuals and to employer‑sponsored retirement plans, along with work for charitable organizations and other businesses. Its services include discretionary investment management, retirement plan consulting and ongoing plan management, investment consulting, and comprehensive financial planning.
The firm implements asset‑allocation driven portfolios using broadly diversified mutual funds and ETFs, and may apply a macro/valuation overlay to inform tactical shifts; investment recommendations are guided by client‑specific investment policy statements and may incorporate client‑imposed restrictions. Leatherback relies on third‑party research such as Morningstar and institutional reports, manages client accounts on a discretionary basis, and executes trades on an individual (non‑block) basis without accepting soft‑dollar benefits.
Distinctive features include the firm’s emphasis on serving high‑net‑worth clients while not taking non‑HNW individual clients, and its role providing ERISA 3(38) investment‑manager services to plan sponsors, acting in a fiduciary capacity for retirement plans. The firm operates with a small advisory team and its principal maintains a separate real‑estate consulting business that represents a material portion of his time; the firm also does not vote client proxies or participate in wrap or performance‑based fee programs.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Occupation focus
Founder/Business Owner
Fee options
Fixed fees ranging from $5,000 to $15,000 for Retirement Plan Consulting; Fixed fees negotiated for Project Based Consulting/Financial Planning
$0 - $3,000,000: 0.65% $3,000,001 - $5,000,000: 0.55% $5,000,001 - $20,000,000: 0.25% $20,000,001+: 0.10% $0 - $2,000,000: 1.00% $2,000,001 - $5,000,000: 0.50% $5,000,001 - $10,000,000: 0.25% $10,000,001+: 0.15%
Account minimum: $1,000,000 Minimum fee: Annual minimum employee benefit plan fee of $5,000 for Retirement Plan Management Fee-only: Fixed fees ranging from $5,000 to $15,000 for Retirement Plan Consulting; Fixed fees negotiated for Project Based Consulting/Financial Planning and Investment Consulting ($500 to $10,000 per month ongoing consulting fees)
Main office location
Leatherback Investments LLC
1750 Cedarbridge Avenue,, Suite 2
Lakewood NJ 08701, United States
Number of offices
1
Most active in
Leatherback Investments LLC has reported serving >5 clients in these states in the last 12 months.
New Jersey
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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