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LCM Capital Management Inc.

Updated today

Client assets under management

$319,361,925

Clients

440

43% high-net worth

Advisors

8

of 8 employees

Firm type

Team

4-10 advisors or $500M+ in AUM

Clients per advisor

55

Typical

Average account size

$725,823

About

LCM Capital Management provides discretionary and non‑discretionary investment advisory services to individuals, high‑net‑worth clients, pension and profit‑sharing plans, charitable organizations and corporations, and offers retirement‑plan participant education and 529 plan advisory. The firm also sponsors a wrap‑fee program and manages approximately $365 million in client assets through a team of nine advisors.

The firm’s investment process centers on fundamental issuer analysis, long‑term equity holdings drawn largely from S&P 500 and EAFE universes, and periodic rebalancing, with portfolio decisions guided by issuer strength, sector positioning and macro factors. For certain separately managed accounts, and with client authorization, LCM may employ options and other derivatives, use margin/borrowing and occasionally engage in short selling to manage exposure or liquidity, strategies that add complexity and specific risks compared with more traditional SMA approaches.

Notable distinctions disclosed in the brochure include the firm’s sponsorship of a wrap program and that its principals are licensed insurance agents who may receive commissions for insurance products, a potential conflict the firm discloses and addresses in its policies. The firm also disclosed that it previously offered convertible bonds in its own company to some advisory clients—which have since matured or been converted, resulting in roughly 8% client ownership— and provides ERISA §3(21) retirement‑plan advisory and pension consulting services.

Client services

Portfolio management Pension consulting

Expertise

Retirement income strategy College savings (529s, UTMA, etc.)

Fee options

Commissions

Insurance commissions earned by licensed insurance agents affiliated with the firm, separate from advisory fees

Other

Account minimum: $25,000 for Equity / Asset Allocation Strategy Portfolio; $100,000 for Fixed Income Strategy Portfolio (minimums may be lowered or waived at discretion)

Main office location

LCM Capital Management Inc.

209 W. Jackson Boulevard, Suite 777

Chicago IL 60606, United States

Number of offices

1

Most active in

California · Colorado · Florida · Illinois · Iowa · Michigan · Nevada · Texas · Virginia · Wisconsin

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

William B

Series 65

Chicago, IL

LCM Capital Management Inc.

William Brennan is a financial advisor at LCM Capital Management Inc. in Chicago, IL, holding a Series 65 designation with nine years of industry experience. He has been with LCM Capital Management since 2015. LCM Capital Management provides investment advisory services to individuals, high-net-worth clients, pension and profit-sharing plans, charitable organizations, and corporations. The firm employs a fundamental issuer analysis approach focused on long-term equity holdings and manages approximately $365 million in client assets through a team of nine advisors.

Retirement income strategy College savings (529s, UTMA, etc.)
user avatar

Grant F

Series 65

Chicago, IL

LCM Capital Management Inc.

Grant Feurer is a financial advisor at LCM Capital Management Inc. with 19 years of industry experience. He holds a Series 65 designation and has been self-employed since 2004. In addition to his advisory role, he is a stock trader with Gelber Securities. LCM Capital Management provides discretionary and non-discretionary investment advisory services to individuals, high-net-worth clients, pension and profit-sharing plans, charitable organizations, and corporations. The firm employs a fundamental issuer analysis approach focused on long-term equity holdings primarily from the S&P 500 and EAFE universes, managing approximately $365 million in assets through a team of nine advisors.

Retirement income strategy College savings (529s, UTMA, etc.)
user avatar

Derek F

Series 65

Chicago, IL

LCM Capital Management Inc.

Derek Fraley is a financial advisor at LCM Capital Management Inc. with 15 years of industry experience. He holds the Series 65 designation and is based in Chicago, IL. LCM Capital Management provides discretionary and non-discretionary investment advisory services to individuals, high-net-worth clients, pension and profit-sharing plans, charitable organizations, and corporations. The firm’s investment process focuses on fundamental issuer analysis, long-term equity holdings primarily from the S&P 500 and EAFE universes, and periodic rebalancing, managing approximately $365 million in client assets through a team of nine advisors.

Retirement income strategy College savings (529s, UTMA, etc.)
user avatar

Gary W

Series 63, Series 65

Chicago, IL

LCM Capital Management Inc.

Gary Wozny is a financial advisor at LCM Capital Management Inc. in Chicago, IL, with 24 years of industry experience. He holds Series 63 and Series 65 licenses and has worked as an independent insurance agent since 1989. LCM Capital Management provides discretionary and non-discretionary investment advisory services to individuals, high-net-worth clients, pension and profit-sharing plans, charitable organizations, and corporations. The firm’s investment approach focuses on fundamental issuer analysis, long-term equity holdings, and periodic rebalancing, managing approximately $365 million in client assets through a team of nine advisors.

Retirement income strategy College savings (529s, UTMA, etc.)
user avatar

Stephanie C

Series 65

Chicago, IL

LCM Capital Management Inc.

Stephanie Crosby is a financial advisor at LCM Capital Management Inc. in Chicago, IL, holding a Series 65 designation with three years of industry experience. Her prior work includes roles at LQD Business Finance, First Look Properties, and Johnson Law LLC. LCM Capital Management provides discretionary and non-discretionary investment advisory services to individuals, high-net-worth clients, pension and profit-sharing plans, charitable organizations, and corporations. The firm’s investment approach emphasizes fundamental issuer analysis, long-term equity holdings mainly from the S&P 500 and EAFE universes, and periodic portfolio rebalancing.

Retirement income strategy College savings (529s, UTMA, etc.)
user avatar

Stephen R

Series 65

Chicago, IL

LCM Capital Management Inc.

Stephen Royce is a financial advisor at LCM Capital Management Inc. in Chicago, IL, holding a Series 65 designation with 18 years of industry experience. He has been self-employed since 2007. LCM Capital Management provides discretionary and non-discretionary investment advisory services to individuals, high-net-worth clients, pension and profit-sharing plans, charitable organizations, and corporations. The firm’s investment approach focuses on fundamental issuer analysis, long-term equity holdings primarily from the S&P 500 and EAFE universes, and periodic rebalancing, managing approximately $365 million in client assets through a team of nine advisors.

Retirement income strategy College savings (529s, UTMA, etc.)
user avatar

John N

Series 63, Series 65

Chicago, IL

LCM Capital Management Inc.

John Nowicki is a financial advisor at LCM Capital Management Inc. in Chicago, IL, with 24 years of industry experience. He holds Series 63 and Series 65 licenses and has been with LCM Capital Management since 2002. In addition to his advisory role, he has worked as an independent insurance agent since 2001. LCM Capital Management provides discretionary and non-discretionary investment advisory services to individuals, high-net-worth clients, pension and profit-sharing plans, charitable organizations, and corporations. The firm’s investment approach focuses on fundamental issuer analysis, long-term equity holdings primarily from the S&P 500 and EAFE universes, and periodic rebalancing, managing approximately $365 million in client assets through a team of nine advisors.

Retirement income strategy College savings (529s, UTMA, etc.)
user avatar

Logan G

Series 65

Chicago, IL

LCM Capital Management Inc.

Logan Guess is a financial advisor at LCM Capital Management Inc. in Chicago, IL, holding a Series 65 credential with four years of industry experience. He has worked at LCM Capital Management since 2021 and previously held positions at WestRock and other firms. LCM Capital Management provides discretionary and non-discretionary investment advisory services to individuals, high-net-worth clients, pension and profit-sharing plans, charitable organizations, and corporations. The firm’s investment approach focuses on fundamental issuer analysis, long-term equity holdings primarily from the S&P 500 and EAFE universes, and periodic rebalancing, managing approximately $365 million in client assets through a team of nine advisors.

Retirement income strategy College savings (529s, UTMA, etc.)
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