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LBG Advisor

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Total assets under management

$11,429,910

Total clients

55

0% high-net worth

Total advisors

2

of 1 employees

Firm size

Supported

1-3 advisors or $200M+ in AUM

Average clients per advisor

28

Average account size

$207,817

About

LBG Advisor provides investment advisory and written financial and estate planning to individuals, trusts, pension and profit‑sharing plans, plan participants, corporations, and nonprofit organizations. Services described in the brochure include investment management, pension consulting and education, financial planning, and advisory referral services to third‑party managers.

The firm operates on a non‑custodial basis and manages the bulk of client assets on a non‑discretionary basis, meaning clients approve recommendations before trades are executed. Its investment approach combines top‑down sector rotation with bottom‑up security selection and uses mutual funds, ETFs, individual equities and fixed income, and may include options, margin and certain over‑the‑counter alternative instruments when appropriate.

Distinctive features relative to similarly sized independent advisers include a principal who holds an insurance license and may recommend insurance products for separate commissions, a disclosed potential conflict of interest. The firm’s explicit focus on pension consulting and participant education, together with its advisory referral service model, are less common among peers in this category.

Client services

Financial planning Portfolio management Pension consulting

Expertise

Options & derivatives strategies Active portfolio management Retirement income strategy Debt management

Fee options

Fixed

Financial, estate planning and wealth management services flat fee ranging from $400 to $20,000

Percentage

$0 - $650,000: 2.25% annually (0.1875% monthly) $650,001 - $1,400,000: 1.75% annually (0.14583% monthly) $1,400,001 - $1,750,000: 1.50% annually (0.125% monthly) $1,750,001 - $2,000,000: 1.25% annually (0.10416% monthly) $2,000,001+: 1.00% annually (0.08333% monthly)

Project-based

$585.00 per hour for financial, estate planning, and wealth management review services

Other

Account minimum: $650,000 Fee-only: Percentage of AUM fees as tiered schedule; financial planning flat fees and hourly rates

Main office location

LBG Advisor

2030 Main Street, Ste 1300

Irvine CA 92614, United States

Number of offices

1

Most active in

California

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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