Latham Financial LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$1,116,260
Clients
6
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
6
Very LowAverage account size
$186,043
About
Latham Financial is a fee-only registered investment adviser founded in 2025 that provides personalized financial planning, discretionary investment management, and investment consulting to individuals, families, trusts, estates, churches, and businesses. The firm also offers portfolio reviews and consulting on Bitcoin and other technology-related investments.
Its investment approach emphasizes long-term, goal‑focused portfolios grounded in academic research, diversification, tax‑efficient techniques, and a mix of fundamental, quantitative, and economic analysis; portfolios are managed on a discretionary basis with regular monitoring and quarterly account reviews. Services are highly personalized and include both strategic and tactical asset allocation, risk management, and consulting for self-directed investors.
Notable for a solo independent adviser, Latham serves corporate and church clients in addition to individual households, and it signals a willingness to onboard and educate new investors without a minimum account size. The firm operates with a small client base and roughly $1.1 million in discretionary assets, typically uses Charles Schwab as custodian, may waive fees for very small or partial-period accounts, and leaves proxy voting to clients.
Client services
Financial planning
Portfolio management
Expertise
Tax-loss harvesting
Fee options
1.00% annually
$300 per hour for financial advisory and investment consulting services (typically waived for clients with AUM)
Fee-only: Fee-only basis; no commissions, 12b-1 fees, or trailing commissions
Main office location
Latham Financial LLC
Ivyland PA, United States
Number of offices
1
Most active in
Latham Financial LLC has reported serving >5 clients in these states in the last 12 months.
Pennsylvania
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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