L
Landy Investment Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$4,021,646
Total clients
0
Total advisors
1
of 1 employees
Firm size
Investment Manager
May not manage individual clients
Average clients per advisor
0
Average account size
—
About
Landy Investment Management LLC provides discretionary portfolio management of stocks, bonds, no‑load mutual funds, money market funds, and exchange‑traded funds to individuals and trusts, with a stated account minimum of $100,000. As of 12/31/2025 the firm reported approximately $4.02 million in discretionary assets under management and does not accept commissions for product sales.
The firm’s investment process is macro‑driven: the adviser monitors economic data and Federal Reserve policy daily and maintains substantial equity exposure during expansions, shifting into money market funds or fixed‑income investments when a recession is forecast. Portfolios emphasize diversified equity positions held for long periods with minimal trading; the adviser exercises discretionary trading authority and aggregates orders so clients receive substantially the same execution, and advisory fees are charged as a percentage of assets and calculated quarterly.
Compared with many peers, the firm is small and single‑adviser in structure and explicitly incorporates recession forecasting into its buy/sell decision rules, a timing-focused element less common among managers who primarily run pooled or institutional strategies. The adviser also maintains a public research presence (publishing on SeekingAlpha) and a background that includes prior work as an analyst and in public‑sector economic planning, and the firm declines proxy‑voting authority while relying on custodians to deliver client statements.
Client services
Portfolio management
Expertise
Active portfolio management
Fee options
1.25% annually
Account minimum: $100,000
Main office location
Landy Investment Management LLC
Cranbury NJ, United States
Number of offices
1
Most active in
Landy Investment Management LLC has reported serving >5 clients in these states in the last 12 months.
New Jersey
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")