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Landolt Securities, Inc.

Updated today

Client assets under management

$105,626,273

Clients

173

100% high-net worth

Advisors

14

of 14 employees

Firm type

Team

4-10 advisors or $500M+ in AUM

Clients per advisor

12

Very Low

Average account size

$610,556

About

Landolt Securities provides discretionary and non-discretionary investment management and consulting to individuals (including high‑net‑worth individuals), trusts, estates, corporations and other entities, and facilitates access to third‑party asset management programs. The firm recently registered with the SEC after exceeding $100 million in regulatory assets under management and reports managing about $105.6 million for roughly 173 clients.

Investment decisions are driven primarily by fundamental analysis, with the firm noting that a majority of client assets are managed in small‑cap growth stocks and that managers employ both short‑ and long‑term strategies. Advisors also assist clients in selecting model portfolios through TAMPs (AssetMark, Trinity, Prairie, and Orion), and the firm discloses fee sharing with IARs for those programs.

Landolt’s operating profile includes atypical features for a multi‑team adviser: it is also a FINRA‑registered broker‑dealer, sells insurance as licensed agents, and maintains the related conflicts that arise from commissionable sales and dual registration. The brochure discloses multiple past regulatory actions (FINRA censures/fines in 2013, 2015 and 2024 and a North Dakota sanction in 2014 related to broker‑dealer supervision and municipal transaction reporting), and the firm’s materials do not describe standalone financial planning services or a notable segment of non‑high‑net‑worth retail clients.

Client services

Portfolio management Selection of other advisers

Expertise

Active portfolio management Annuities

Fee options

Percentage

$0 - $1,000,000: 2.00% annually $1,000,001 - $5,000,000: 1.75% annually Over $5,000,000+: 1.50% annually

Commissions

Commissions for sale of securities and insurance products; transaction fees typically $20–$40 per trade

Other

Minimum fee: $300 per quarter minimum fee

Main office location

Landolt Securities, Inc.

900 North Shore Drive Suite 279

Lake Bluff IL 60044, United States

Number of offices

11

Most active in

Wyoming

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Victor T

CFP®, Series 63, Series 65

Rockville, MD

Landolt Securities, Inc.

Victor Trebules is a CFP® professional with 21 years of experience in the financial services industry. He has been with Landolt Securities, Inc. since 2013, where he is part of a team of ten advisors. Landolt Securities provides investment management and consulting services to individuals, trusts, estates, corporations, and other entities. The firm utilizes fundamental analysis to identify intrinsic value and manages a significant portion of client assets in small-cap growth stocks, offering both discretionary and non-discretionary portfolio management.

Active portfolio management Annuities
user avatar

Martin Y

Series 63, Series 65

Lake Bluff, IL

Landolt Securities, Inc.

Martin Yokosawa is a financial advisor with Landolt Securities, Inc. in Naperville, IL, holding Series 63 and Series 65 licenses and bringing 41 years of industry experience. He has been with Landolt Securities since 2008 and is also president and owner of Torii Asset Management, where he provides investment advisory services. Since 2021, he has served as a trustee for a family trust. Landolt Securities provides investment management and consulting services to individuals, trusts, estates, corporations, and other entities. The firm manages approximately $105.6 million in discretionary assets across a team of ten advisors and emphasizes fundamental analysis with a focus on small-cap growth stocks tailored to client objectives.

Active portfolio management Annuities
user avatar

Brian S

Series 63, Series 65

Lake Bluff, IL

Landolt Securities, Inc.

Brian Staubus is a financial advisor at Landolt Securities, Inc. with 33 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Oberweis Securities, Inc. and LaSalle St Securities LLC. Staubus has been with Landolt Securities since 2020. Landolt Securities provides investment management and consulting services to individuals, trusts, estates, corporations, and other entities. The firm emphasizes fundamental analysis and manages approximately $105.6 million in discretionary assets, focusing on small-cap growth stocks and tailored investment strategies.

Active portfolio management Annuities
user avatar

Jeff B

CFP®, Series 63, Series 65

Park City, UT

Landolt Securities, Inc.

Jeff Batterson is a CFP® with 29 years of industry experience, currently serving at Landolt Securities, Inc. since 2009. Based in Park City, UT, he holds Series 63 and Series 65 licenses and has additional involvement as a real estate agent with Windermere Real Estate and is licensed to sell insurance. Landolt Securities provides investment management and consulting services to individuals, trusts, estates, corporations, and other entities. The firm emphasizes fundamental analysis with a focus on small-cap growth stocks and offers both discretionary and non-discretionary portfolio management through a team of ten advisors.

Active portfolio management Annuities
user avatar

Giuseppe D

Series 63, Series 66

North Royalton, OH

Landolt Securities, Inc.

Giuseppe Del Vecchio is a financial advisor at Landolt Securities, Inc. with 23 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at Landolt Securities since 2017, following 14 years at Fifth Third Securities. Outside of his advisory role, he buys and sells sports memorabilia on eBay as a hobby. Landolt Securities provides investment management and consulting services to individuals, trusts, estates, corporations, and other entities. The firm focuses on fundamental analysis to identify intrinsic value and manages a significant portion of client assets in small-cap growth stocks, offering both discretionary and non-discretionary portfolio management.

Active portfolio management Annuities
user avatar

Nathan D

Series 63, Series 66

West Bend, WI

Landolt Securities, Inc.

Nathan Derks is a financial advisor at Landolt Securities, Inc. with 16 years of industry experience. He holds Series 63 and Series 66 licenses and previously worked at Ic Advisory Services Inc and The Investment Center Inc. Outside of his advisory role, Derks is involved in tax preparation and accounting through ownership and partnership in related businesses, and serves as treasurer on the board of a youth baseball club. Landolt Securities provides investment management and consulting services to individuals, trusts, estates, corporations, and other entities. The firm manages approximately $105.6 million in discretionary assets for about 173 clients, employing a fundamental analysis approach with a focus on small-cap growth stocks and tailored portfolio strategies.

Active portfolio management Annuities
user avatar

John G

Series 63, Series 65

Brookfield, WI

Landolt Securities, Inc.

John Gilling is a financial advisor with Landolt Securities, Inc. in Brookfield, WI, holding Series 63 and Series 65 licenses and bringing 44 years of industry experience. He has worked at Landolt Securities since 2013 and also at JRG Financial Advisors, Inc. since 2012. Outside of his advisory roles, he serves as president of Premier Financial Services, an accounting and tax preparation firm, and acts as a cotrustee for his deceased mother's trust. Landolt Securities provides investment management and consulting services to individuals, trusts, estates, corporations, and other entities, managing approximately $105.6 million in discretionary assets. The firm employs a fundamental analysis approach, with a focus on small-cap growth stocks, and offers both discretionary and non-discretionary portfolio management through a team of ten advisors.

Active portfolio management Annuities
user avatar

Donald M

Series 63

Lake Bluff, IL

Landolt Securities, Inc.

Donald Mckiernan is a financial advisor with Landolt Securities, Inc. in Lake Bluff, IL, holding a Series 63 designation and over 41 years of industry experience. He has been with Landolt Securities since 2005. Outside of his advisory role, he serves as managing partner of Nekimi Equity Growth Fund I LLC, a private equity fund. Landolt Securities provides investment management and consulting services to individuals, trusts, estates, corporations, and other entities. The firm emphasizes fundamental analysis and manages a significant portion of client assets in small-cap growth stocks, offering both discretionary and non-discretionary portfolio management through a team of ten advisors.

Active portfolio management Annuities
user avatar

Matthew M

Series 66

Lake Bluff, IL

Landolt Securities, Inc.

Matthew Mc Kiernan is a financial advisor at Landolt Securities, Inc. with seven years of industry experience. He holds a Series 66 designation and has worked at Landolt Securities since 2018. Prior to that, he held various roles at Miami University, Aparium Hotel Group, and Grubbable. Landolt Securities provides investment management and consulting services to individuals, trusts, estates, corporations, and other entities. The firm manages approximately $105.6 million in discretionary assets and employs a fundamental analysis approach, with a focus on small-cap growth stocks and strategies tailored to client objectives.

Active portfolio management Annuities
user avatar

William L

Series 63, Series 66

Kansas City, MO

Landolt Securities, Inc.

William Leisman is a financial advisor with Landolt Securities, Inc. in Kansas City, MO, holding Series 63 and Series 66 licenses and bringing 28 years of industry experience. He previously worked at Moloney Securities Co., Inc. and related entities from 2013 to 2025. Outside of his advisory role, he is involved in insurance sales and assists retail clients through Westport Advisory Group LLC. Landolt Securities provides investment management and consulting services to individuals, trusts, estates, corporations, and other entities. The firm manages approximately $105.6 million in discretionary assets and emphasizes fundamental analysis with a focus on small-cap growth stocks, offering both discretionary and non-discretionary portfolio management.

Active portfolio management Annuities
user avatar

Jason S

Series 63, Series 65, Series 66

Lake Bluff, IL

Landolt Securities, Inc.

Jason Seurer is a financial advisor at Landolt Securities, Inc. with 26 years of industry experience. He holds Series 63, 65, and 66 licenses and has held various roles including consultant and managing member in multiple private investment and holding companies. Outside of his advisory work, Seurer coaches high school football and provides strategic advisory services to a software development firm. Landolt Securities provides investment management and consulting services to individuals, trusts, estates, corporations, and other entities. The firm employs fundamental analysis with a focus on small-cap growth stocks and offers both discretionary and non-discretionary portfolio management to approximately 173 clients through a team of ten advisors.

Active portfolio management Annuities
user avatar

Justin S

Series 66

Maple Plain, MN

Landolt Securities, Inc.

Justin Seurer is a financial advisor at Landolt Securities, Inc. with a Series 66 designation and over six years of experience in the financial industry. His prior roles include positions at RBC Capital Markets, LLC and Sanford C. Bernstein & Co., LLC, as well as twelve years with the Midwest Sports Council, Inc. Landolt Securities provides investment management and consulting services to individuals, trusts, estates, corporations, and other entities. The firm manages approximately $105.6 million in discretionary assets and employs a fundamental analysis approach, focusing on intrinsic value and small-cap growth stocks tailored to client objectives.

Active portfolio management Annuities
user avatar

Scott T

Series 63, Series 65

Tryon, NC

Landolt Securities, Inc.

Scott Turner is a financial advisor with Landolt Securities, Inc. in Tryon, NC, holding Series 63 and Series 65 licenses and bringing 46 years of industry experience. He has been with Landolt Securities since 2009. Outside of his advisory role, he serves as an independent contractor for Turner Trading LLC, providing administrative support and record-keeping services. Landolt Securities offers investment management and consulting services to individuals, trusts, estates, and corporations, managing approximately $105.6 million in discretionary assets for about 173 clients. The firm’s investment approach focuses on fundamental analysis and intrinsic value, with a significant allocation to small-cap growth stocks tailored to client objectives.

Active portfolio management Annuities
user avatar

Connor S

Series 66

Greenville, WI

Landolt Securities, Inc.

Connor Schaefer is a financial advisor with Landolt Securities, Inc. in Greenville, WI, holding a Series 66 designation and one year of experience at the firm. His prior work includes roles at SentryWorld, Faith Foreward, and Skyward, as well as entrepreneurial experience with Schaefer Handyman Services. Landolt Securities provides investment management and consulting services to individuals, trusts, estates, corporations, and other entities. The firm manages approximately $105.6 million in discretionary assets through a team of ten advisors and emphasizes fundamental analysis with a focus on small-cap growth stocks tailored to client objectives.

Active portfolio management Annuities
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