L
Lakeside Financial Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$34,803,355
Total clients
35
17% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
35
Average account size
$994,382
About
Lakeside Financial is a state-registered, single-advisor firm that manages roughly $35 million for about 34 clients and offers investment management, financial planning, and management consulting to individuals (including high-net-worth clients) and business entities. The brochure notes the firm typically has authority to manage accounts but that the majority of assets are administered on a non-discretionary basis, and it provides stand‑alone consulting engagements in addition to ongoing portfolio services.
The firm’s investment process emphasizes intrinsic-value, quantitative, and qualitative analysis across asset classes and geographies and may include foreign securities, options, short sales, and the use of margin and securities lending as part of portfolio construction. The brochure also discloses that the adviser offers performance-based fee arrangements for qualifying clients and sets forth policies intended to address conflicts that can arise from side-by-side management.
Compared with peers, Lakeside combines several uncommon features: a reported significant non-U.S. client base, explicit use of borrowing and securities lending within separately managed accounts, and the availability of performance-based fees. The brochure further discloses a substantial management‑consulting practice — including serving in a CFO role for a corporate client — and the firm’s small, single-advisor structure may affect how services and capacity are allocated.
Client services
Financial planning
Portfolio management
Management consulting (non-investment)
Expertise
Options & derivatives strategies
Concentrated stock management
Private / alternative investments
Occupation focus
Executive
Founder/Business Owner
Fee options
0.50% to 2.00% annually (management fee range)
Management consulting fees determined on a client-by-client basis, based on facts and circumstances
Performance fees ranging from 10% to 50% of net profits for "Qualified Clients" assessed monthly, quarterly, or yearly in arrears
Fee-only: Management fees ranging from 0.50% to 2.00% of assets under management, billed quarterly in arrears or in advance
Main office location
Lakeside Financial Inc.
Kirkland WA, United States
Number of offices
1
Most active in
Lakeside Financial Inc. has reported serving >5 clients in these states in the last 12 months.
Illinois · Washington
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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