L
Lakes Wealth Advisory, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$20,678,025
Total clients
7
100% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
7
Average account size
$2,954,004
About
Lakes Wealth Advisory, LLC provides discretionary portfolio management and financial planning and consulting services to individuals, high-net-worth clients, trusts and estates, pension and profit-sharing plans, nonprofit organizations, and corporations. The firm delivers customized investment solutions and written planning or consulting work tailored to each client engagement.
The firm constructs portfolios using mutual funds, ETFs, individual stocks and bonds and generally follows a long-term investment approach informed by fundamental and technical analysis; it may rebalance, harvest gains/losses, or employ margin, concentrated positions, and alternative investments where appropriate. Accounts are monitored on a regular basis with investment policy statements, asset-allocation work, and ongoing oversight performed by the firm’s manager.
Notably for a single-advisor independent firm, Lakes Wealth Advisory also provides portfolio management to institutional clients such as pension plans and 501(c)(3) organizations and operates on institutional custodial platforms that furnish trading and reporting support. The firm’s manager maintains an academic/instructional role and produces content through a separate entity, and the adviser does not custody client assets, which remain with client-selected custodians.
Client services
Financial planning
Portfolio management
Expertise
Concentrated stock management
Fee options
Fixed fee for financial planning or consulting services generally ranges from $1,000 to $10,000
$0+: 0.25% +: up to 1.50%
Generally $250 per hour for financial planning if applicable
Account minimum: $1,000,000
Main office location
Lakes Wealth Advisory, LLC
Katy TX, United States
Number of offices
1
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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