Lakeland Investor Services, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$18,973,780
This total excludes 9 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
61
13% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
61
Average account size
$311,046
About
Lakeland Investor Services, Inc. offers fee-based wealth advisory and investment management along with à la carte financial planning and one-time investment consultations. Its stated client types include individuals (including high-net-worth and multi-generational families), small non-profit organizations, small businesses, and retirement plan sponsors.
The firm constructs portfolios to match documented risk tolerances and time horizons, uses tools such as Monte Carlo simulation, and provides quarterly portfolio performance reporting as part of ongoing monitoring and reviews. It may employ hedging and more complex instruments — including inverse ETFs, options-based strategies, and limited exposure to cryptocurrency-related securities — and serves as a fiduciary for qualified plan advice under DOL PTE 2020-02 for rollovers and plan participants.
Distinctive elements disclosed in the brochure include formal guidance on Donor Advised Funds (DAFs), reference to DAFgiving360/Schwab Charitable, and the option to assume discretionary management of DAF assets once balances reach $100,000. The principal holds the Accredited Investment Fiduciary (AIF) designation and is a licensed insurance producer, and the brochure discloses potential conflicts tied to recommending commissionable insurance products and fee-sharing arrangements with third-party managers.
Client services
Financial planning
Portfolio management
Selection of other advisers
Fee options
À la carte financial planning fees and investment consultation fees as above.
Less than $25,000 - $24,999: Max fee of 1.50% $25,000 - $99,999: 1.10% - 1.25% $100,000 - $199,999: 1.00% - 1.10% $200,000 - $299,999: 0.90% - 1.00% $300,000+: 0.40% - 0.90%
Fee-only: Flat fees for à la carte financial planning services: Retirement Planning $695 flat fee + $295 retainer, Estate Planning $695 or $995 flat fee + $295 retainer (depending on estate value), Education Planning $395 flat fee, Investment Consultation $195 per consultation; Annual updates fees apply for planning services.
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Main office location
Lakeland Investor Services, Inc.
Conneaut Lake PA, United States
Number of offices
1
Forms ADV
Quick links
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