Lakeland Investor Services, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$18,080,658
This total excludes 9 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
61
13% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
61
Very HighAverage account size
$296,404
About
Lakeland Investor Services, Inc. offers fee-based wealth advisory and investment management along with à la carte financial planning and one-time investment consultations. Its stated client types include individuals (including high-net-worth and multi-generational families), small non-profit organizations, small businesses, and retirement plan sponsors.
The firm constructs portfolios to match documented risk tolerances and time horizons, uses tools such as Monte Carlo simulation, and provides quarterly portfolio performance reporting as part of ongoing monitoring and reviews. It may employ hedging and more complex instruments — including inverse ETFs, options-based strategies, and limited exposure to cryptocurrency-related securities — and serves as a fiduciary for qualified plan advice under DOL PTE 2020-02 for rollovers and plan participants.
Distinctive elements disclosed in the brochure include formal guidance on Donor Advised Funds (DAFs), reference to DAFgiving360/Schwab Charitable, and the option to assume discretionary management of DAF assets once balances reach $100,000. The principal holds the Accredited Investment Fiduciary (AIF) designation and is a licensed insurance producer, and the brochure discloses potential conflicts tied to recommending commissionable insurance products and fee-sharing arrangements with third-party managers.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
Social Security optimization
Long-term care insurance
Charitable giving tax strategies
Medicare planning
Occupation focus
Founder/Business Owner
Retired
Demographic focus
Mid-Career Professionals
Fee options
À la carte financial planning fees and investment consultation fees as above.
Less than $25,000 - $24,999: Max fee of 1.50% $25,000 - $99,999: 1.10% - 1.25% $100,000 - $199,999: 1.00% - 1.10% $200,000 - $299,999: 0.90% - 1.00% $300,000+: 0.40% - 0.90%
Fee-only: Flat fees for à la carte financial planning services: Retirement Planning $695 flat fee + $295 retainer, Estate Planning $695 or $995 flat fee + $295 retainer (depending on estate value), Education Planning $395 flat fee, Investment Consultation $195 per consultation; Annual updates fees apply for planning services.
Main office location
Lakeland Investor Services, Inc.
Conneaut Lake PA, United States
Number of offices
1
Most active in
Lakeland Investor Services, Inc. has reported serving >5 clients in these states in the last 12 months.
Pennsylvania
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Not sure where to start?
We'll help you think it through — whether you ultimately need an advisor or not.
Warmer helps you compare advisors clearly — so you can choose with confidence.
Discover
Compare top advisor firms by metric, firm size, and location.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")