Laguna Investment Services
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$2,462,036
Total clients
11
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
11
Average account size
$223,821
About
Laguna Investment Services provides portfolio investment management and advisory services to individuals, families, trusts and small businesses, offering advice for both taxable and retirement accounts along with asset-allocation guidance and trade execution. The firm tailors recommendations to clients’ risk tolerance, age, investment horizon and family circumstances when developing plans.
The firm uses technical, fundamental and cyclical analysis and implements income, growth and capital preservation strategies aligned with client goals. Laguna accepts discretionary authority but reports that most assets are managed on a non-discretionary basis; as of 03/25/2025 it disclosed roughly $374,302 in discretionary assets versus about $1,909,810 in non‑discretionary assets and reviews accounts quarterly or semi‑annually.
Noteworthy features compared with peers include serving small-business/corporate clients in addition to individual investors and the firm’s substantial emphasis on non‑discretionary management, both of which are uncommon among similar independent advisers. Operationally, client assets are custodied at Charles Schwab, trades may be aggregated for execution, and the firm operates on a fee‑only basis without charging commissions.
Client services
Expertise
Fee options
$0 - $1,500,000: 1.0% (.01) >$1,500,000 - $3,000,000: 0.85% (.0085) >$3,000,000+: 0.75% (.0075)
Fee-only: Fee-only advisory; no commissions charged.
Main office location
Laguna Investment Services
Pembroke MA, United States
Number of offices
1
Most active in
California · Massachusetts
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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