L
L M Franks Capital
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$33,300,000
Clients
17
59% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
17
LowAverage account size
$1,958,824
About
L M Franks Capital provides customized discretionary and non‑discretionary investment management and related advisory services to individuals, high‑net‑worth individuals, estates, trusts and charitable organizations. The brochure states the firm manages approximately $34 million in client assets and emphasizes continuous personal client contact in constructing portfolios.
The firm applies a top‑down investment framework that examines global growth indicators and combines fundamental, technical, behavioral and charting analysis to identify price momentum and points of value, with a long‑term “growth with income” objective benchmarked to the S&P 500. Its process uses proprietary models to assess absolute and relative return profiles and may include international equities, fixed income and commodities as tactical or diversification tools.
Noteworthy distinctions disclosed in the brochure include serving charitable organizations and a reported material non‑U.S. client presence, both relatively uncommon for independent advisors of this size. The firm also discloses the potential use of short‑term margin borrowings in client accounts and signals that it presents performance results, practices less frequently reported by peers.
Client services
Portfolio management
Expertise
Active portfolio management
Factor investing / smart beta
Fee options
1.00% per annum, typically charged quarterly in advance, prorated for first quarter
Main office location
L M Franks Capital
Chestnut Hill MA, United States
Number of offices
1
Most active in
L M Franks Capital has reported serving >5 clients in these states in the last 12 months.
Massachusetts
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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