L
L. Cooper Investments
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$84,777,578
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
5
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
5
Average account size
$16,955,516
About
L. Cooper Investments provides discretionary investment advisory and portfolio management services to individual investors (including high‑net‑worth clients), as well as to trusts, estates and charitable organizations. The firm also manages portfolios for institutional clients, a service offering that is uncommon for similarly structured single‑advisor independent firms.
Investment programs are tailored through a dialogue about assets, liabilities, income, expenses and goals to establish long‑term plans and risk tolerances, and are reviewed at least quarterly. The adviser uses both fundamental and technical analysis and implements a mix of long‑term holdings and short‑term trading across a broad range of securities on a discretionary basis.
Noteworthy aspects include a small, concentrated client roster combined with approximately $84.8 million in assets under management, indicating relatively large account concentrations per client compared with peers. As a long‑standing, fee‑only sole proprietor registered adviser, the firm does not take custody of client assets and clients retain responsibility for voting proxies, which may shape administrative arrangements for its institutional and charitable clients.
Client services
Portfolio management
Expertise
Active portfolio management
Fee options
$0 - $500,000: 1.5% $500,000 - $1,000,000: 1.0% $1,000,000+: 0.5%
Fee-only: Firm is a fee-only investment adviser; does not receive commissions or other compensation from sales of securities.
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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