KRS Tax & Investments Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$15,096,141
Total clients
20
50% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
20
Average account size
$754,807
About
KRS Tax & Investments Inc. provides ongoing portfolio management to individual and high‑net‑worth clients, documenting each client’s income, tax levels, time horizon and risk tolerance in an Investment Policy Statement. Services center on asset allocation, asset selection and regular portfolio monitoring, implemented through mutual funds, fixed income, real estate funds (including REITs), annuities, ETFs (including gold and other precious‑metal ETFs) and select non‑U.S. securities.
The firm’s investment process blends fundamental analysis, modern portfolio theory and quantitative analysis and generally follows a long‑term trading approach guided by each client’s IPS. KRSTI manages accounts on a discretionary basis when authorized, requires custody at Schwab Institutional for execution and reporting, and provides quarterly reviews and statements to clients.
As a solo adviser managing roughly $12 million across about 20 client relationships, the firm manages accounts directly rather than selecting third‑party managers and expressly discloses practices that can affect execution and costs — for example, it does not aggregate (block) trades for multiple client accounts and reports no soft‑dollar arrangements. The brochure also affirms the firm’s fiduciary status for retirement accounts and notes that clients may impose investment restrictions, with the firm reserving the right to end relationships if such restrictions prevent proper servicing.
Client services
Portfolio management
Expertise
Annuities
Fee options
$1 - $1,000,000: 1.00% $1,000,001+: 0.50%
Main office location
KRS Tax & Investments Inc.
San Jose CA, United States
Number of offices
1
Most active in
KRS Tax & Investments Inc. has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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