Krowten Equities
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$25,692,450
Total clients
14
50% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
14
Average account size
$1,835,175
About
Krowten Equities is an independent, fee‑based registered investment advisor that manages roughly $25.7 million for a small roster of 14 clients, serving individuals, high‑net‑worth clients, trusts, estates and retirement plans. The firm offers discretionary investment management, ongoing financial planning, and retirement plan advisory services tailored to each client relationship.
The adviser emphasizes fundamental analysis and a generally long‑term approach, constructing portfolios that range from low‑cost, diversified mutual fund and ETF allocations to concentrated individual‑stock strategies based on client goals and risk tolerance. The brochure discloses that the firm may also employ individual bonds, options, structured products, digital assets and other derivatives, and that accounts are monitored and rebalanced as part of ongoing portfolio management.
Noteworthy for a solo independent adviser, the firm discloses and advertises both historical performance results and hypothetical performance scenarios in its materials, and it explicitly identifies the use of derivatives and options in client accounts. The firm also provides retirement plan consulting and serves as an ERISA fiduciary (including 3(21) oversight and 3(38) discretionary plan management) and participates on institutional custodian platforms that supply software and non‑cash benefits to the adviser.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Active portfolio management
Options & derivatives strategies
Private / alternative investments
Concentrated stock management
Fee options
up to 1.00% annually
Fee-only: Investment advisory fees up to 1.00% annually, billed quarterly in arrears; fees may be negotiable.
Main office location
Krowten Equities
2 Metroplex Drive, Suite 235
Birmingham AL 35209, United States
Number of offices
1
Most active in
Krowten Equities has reported serving >5 clients in these states in the last 12 months.
Alabama
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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