K
Krb And Associates, Inc
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$16,489,015
Total clients
7
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
7
Average account size
$2,355,574
About
KRB and Associates is an independent investment advisory firm that provides non‑discretionary portfolio management and related financial advice, including budgeting and review services, to a small client base totaling about $16.5 million in assets. Clients include individuals as well as banks or thrift institutions, trusts and estates, charitable organizations and businesses.
The firm generally operates under limited trading authorizations rather than discretionary authority and conducts individual account reviews—typically at least quarterly—with the sole adviser responsible for account oversight. Analytical methods include charting, fundamental and cyclical analysis, and the firm recommends instruments ranging from exchange‑listed and OTC securities to corporate debt, mutual funds, options, short sales and margin transactions.
Compared with peers, KRB’s client mix that includes banks, charitable organizations and corporate/business clients, together with its focus on primarily non‑discretionary management of institutional‑type portfolios, is atypical for a solo independent adviser. The sole adviser brings a long banking executive background and a CFA designation, the firm does not accept custody or discretionary trading authority, and clients retain custody choice and proxy‑voting responsibility.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Active portfolio management
Fee options
Fixed fee of $1,000 to $5,000 per quarter
$100 to $150 per hour
Fee-only: Fixed fee of $1,000 to $5,000 per quarter; hourly fee of $100 to $150 per hour; AUM fee up to 0.12% per annum, payable quarterly, in arrears
Main office location
Krb And Associates, Inc
1033 Nw Grand Blvd, Suite B
Oklahoma City OK 73118, United States
Number of offices
1
Most active in
Krb And Associates, Inc has reported serving >5 clients in these states in the last 12 months.
Oklahoma
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")