KP7 Investors LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$10,350,000
Clients
12
100% high-net worth
Advisors
1
of 3 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
12
Very LowAverage account size
$862,500
About
KP7 Investors provides discretionary investment management and related advisory services to high‑net‑worth individuals, trusts, and estates that meet the Advisers Act definition of Qualified Clients. The firm manages roughly $10.35 million across a limited number of client relationships and offers portfolio construction, ongoing supervision, and advice on retirement‑account rollovers.
The firm’s investment approach is generally long‑term and low‑turnover, relying on proprietary research supplemented by third‑party sources and artificial‑intelligence tools used only as decision‑support. Portfolios may retain legacy securities for tax or fit reasons, may use cash as a hedge, and explicitly avoid leveraged or inverse products.
KP7 is distinctive among peers for offering a performance‑based fee option — up to 12% of annual gains subject to a high‑water mark — to Qualified Clients, a compensation structure that is uncommon in this cohort. The firm also operates with a small advisory team and narrow client roster, maintains an institutional relationship with its custodian for platform services, and does not accept custody of client assets except to deduct authorized advisory fees.
Client services
Portfolio management
Expertise
Concentrated stock management
Fee options
Up to 1.00% annually
Up to 12% of gains annually for Qualified Clients
Account minimum: $1,000,000
Main office location
KP7 Investors LLC
164 Mason Street
Greenwich CT 06830, United States
Number of offices
1
Most active in
KP7 Investors LLC has reported serving >5 clients in these states in the last 12 months.
Connecticut · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")