Kozak & Tripp Private Asset Management, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$793,411,646
Clients
775
20% high-net worth
Advisors
2
of 10 employees
Firm type
Team
4-10 advisors or $500M+ in AUM
Clients per advisor
388
Very HighAverage account size
$1,023,757
About
Kozak & Tripp Private Asset Management provides discretionary and non-discretionary investment management, financial planning, consulting, and employer-sponsored retirement plan advisory services to individuals, high net worth clients, trusts, estates, corporations, and plan sponsors. The firm manages client portfolios across equities, ETFs, mutual funds, bonds and REITs, and also advises on annuities and employer plan investments.
The firm emphasizes active portfolio management with a disciplined process that balances asset allocation and security selection, drawing on Modern Portfolio Theory metrics (e.g., beta, alpha, Sharpe ratio, R-squared) and both fundamental and technical analysis. It seeks institutional share classes where available, uses third-party research and reporting tools, and integrates planning coordination with clients’ other advisors.
Kozak & Tripp’s size and operating model are notable: it reports roughly $813 million in assets across about 775 clients with two advisors, yielding an unusually high client load and AUM per advisor (roughly $406 million and about 388 clients per advisor), a configuration that is uncommon among comparable team firms. The firm also offers ERISA 3(21) retirement-plan services, uses third-party administrative and AI-enabled platforms for reporting and client management, and its advisors maintain small insurance practices, reflecting a mix of plan advisory, planning, and scaled operational infrastructure.
Client services
Expertise
Occupation focus
Fee options
Financial planning fixed fees range from $1,000 to $10,000; consulting fees range from $1,000 to $20,000, negotiated based on complexity
$0+: Negotiable fees with a maximum of 1.50% annually, with discounts (breakpoints) on an individual account basis N/A+: Lower fees may be negotiated based on account size, complexity, activity, or other reasons agreed with client
$250 per hour (used for prorated fees upon termination of financial planning services)
Fee-only: Investment management fees based on percentage of assets under management, billed quarterly in advance; no commissions accepted by firm; separate financial planning fees may apply.
Main office location
Kozak & Tripp Private Asset Management, Inc.
1805 Shea Center Drive, Suite 220
Highlands Ranch CO 80129, United States
Number of offices
1
Most active in
Arizona · California · Colorado · Florida · Georgia · Idaho · Illinois · Louisiana · Nebraska · New Jersey · New York · Pennsylvania · Texas · Utah · Virginia · Washington · Wisconsin
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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