Kotys Wealth Professionals

Updated today

Find your advisor

Client assets under management

$278,581,300

Clients

321

36% high-net worth

Advisors

of 8 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

High

Average account size

$867,855

About

Kotys Wealth Professionals (TKG Advisors, LLC) provides discretionary and non‑discretionary investment management, financial planning and cash management for individuals, high‑net‑worth clients, charitable organizations, and retirement plans. The firm also offers variable annuity subaccount management and acts as an ERISA 3(21) advisor or 3(38) investment manager and qualified plan consultant for employer plans.

The brochure describes a “nimble trading strategy” that combines technical, quantitative and fundamental analysis to participate in up markets and seek downside protection, with ongoing monitoring, rebalancing and oversight by an investment committee. Described implementation tools include long‑ and short‑term positions in equities, mutual funds and ETFs, options strategies (covered calls, long puts), structured notes, ETNs, and use of data aggregation platforms and AI tools subject to firm controls.

Noteworthy relative to typical team firms, the brochure discloses active use of derivatives and structured products within managed accounts and detailed risk and liquidity disclosures for those instruments, along with an explicit discussion of margin and securities‑based loans (maintenance calls, liquidation risk and how borrowing interacts with fee calculations). The firm also references third‑party ratings in its materials and an operational arrangement with an unaffiliated adviser (G&S) to provide back‑office and authorized‑agent trading support, a combination of features that is less common among peers.

Client services

Financial planning Portfolio management Pension consulting

Expertise

Options & derivatives strategies Cash flow / budgeting Retirement plans for business owners (SEP, solo 401k) Retirement income strategy

Occupation focus

Founder/Business Owner Executive

Fee options

Percentage

$0 - $499,999: 1.75% annually $500,000 - $999,999: 1.65% annually $1,000,000 - $2,999,999: 1.50% annually $3,000,000 - $4,999,999: 1.00% annually $5,000,000 - $9,999,999: 0.75% annually $10,000,000+: 0.50% annually

Project-based

$375 per hour for financial planning and consulting

Other

Account minimum: $500,000 Minimum fee: $750 minimum financial planning fee for clients with less than $500,000 AUM if financial planning services are elected Fee-only: Financial planning and consulting at $375 per hour

Main office location

Kotys Wealth Professionals

1111 Glendale Blvd, Suite 105

Valparaiso IN 46383, United States

Number of offices

Most active in

Alaska · California · Illinois · Indiana · Michigan

Disclosures

Business activities & affiliations

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

LinkedIn Facebook Instagram Website 219-465-6924

Advisors at this firm

Wesley K

CFP®, Series 63, Series 65, Series 66

Valparaiso, IN

Kotys Wealth Professionals

Wesley Kotys is a CFP® with 21 years of industry experience, currently serving at Kotys Wealth Professionals in Valparaiso, IN. He has been with Tkg Advisors, LLC since 2013. Outside of his advisory role, he oversees a farm operation, Bison Creek Farm, in Westville, IN. Kotys Wealth Professionals provides investment management, financial planning, and consulting services to individuals, high-net-worth clients, charitable organizations, and retirement plans. The firm employs a trading approach that combines technical, quantitative, and fundamental analysis, including options strategies for hedging and income generation.

Options & derivatives strategies Cash flow / budgeting Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Founder/Business Owner Executive

Drew V

Series 65

Valparaiso, IN

Kotys Wealth Professionals

Drew Vesling is a financial advisor at Kotys Wealth Professionals with one year of industry experience. He holds a Series 65 designation and previously worked at KPMG LLP for four years. Kotys Wealth Professionals serves individuals, high-net-worth clients, charitable organizations, and retirement plans by providing investment management, financial planning, and consulting services. The firm employs a trading approach that integrates technical, quantitative, and fundamental analysis, including the use of options strategies for hedging and income generation.

Options & derivatives strategies Cash flow / budgeting Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Founder/Business Owner Executive

Erik B

Series 66

Folsom, CA

Kotys Wealth Professionals

Erik Bagley is a financial advisor at Kotys Wealth Professionals with eight years of industry experience. He holds a Series 66 designation and has worked previously at Principal Life Insurance Company, Principal Securities Inc., the California State Assembly, and Spiritus Solutions. Outside of his advisory role, Erik is the owner of Kickin It LLC, a youth enrichment organization based in Folsom, California. Kotys Wealth Professionals serves individuals, high-net-worth clients, charitable organizations, and retirement plans by providing investment management, financial planning, and consulting services. The firm employs a trading approach that integrates technical, quantitative, and fundamental analysis, utilizing options strategies and an investment committee to guide portfolio decisions.

Options & derivatives strategies Cash flow / budgeting Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Founder/Business Owner Executive

Ryan K

Series 66

Valparaiso, IN

Kotys Wealth Professionals

Ryan Kotys is a financial advisor with Kotys Wealth Professionals in Valparaiso, IN, holding a Series 66 designation and 15 years of industry experience. He has been with Kotys Wealth Professionals since 2013. Kotys Wealth Professionals provides investment management, financial planning, and consulting services to individuals, high-net-worth clients, charitable organizations, and retirement plans. The firm employs a trading approach that combines technical, quantitative, and fundamental analysis, including options strategies for hedging and income generation, and maintains an investment committee to review market trends and strategies.

Options & derivatives strategies Cash flow / budgeting Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Founder/Business Owner Executive

Not sure where to start?

We'll help you think it through – whether you ultimately need an advisor or not.

Call (201) 292-4557

Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.

By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev

Find the right match for you

Answer a few quick questions and we'll tailor results to your goals, so you can hire smarter.

Find your advisor

A smarter way to hire an advisor

Compare and choose confidently

Warmer combines best-in-class advisor data with guidance to help you clarify what you need, understand why an advisor may—or may not—fit, and move forward with confidence.

How Warmer works

Thoughtfully vetted, clearly explained

We review rigorously and transparently

Get to know your advisors' credentials, disciplinary history, specialization, client fit, and communication style. We're selective about who we recommend—and tell you why we think someone fits your situation.

Our methodology

Always free and always on your side

Free. Confidence that lasts

We help you book free consultations with your matches. You only pay an advisor if you decide to hire them. And our support doesn't end with an introduction—we're here to make sure the relationship works for you—and if not, to navigate next steps with clarity.

Our ongoing support