K
Kodiak Investment Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$628,400
Total clients
16
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
16
Average account size
$39,275
About
Kodiak Investment Management provides discretionary portfolio management and investment planning for individual clients and also accepts charitable organization clients. The firm operates on a fee-only, percentage-of-assets basis and states it has no required account minimum while tailoring services through client questionnaires and interviews.
The firm’s investment process is anchored in Modern Portfolio Theory augmented by other risk models and periodic rebalancing; Kodiak explicitly recognizes MPT’s shortcomings and seeks to incorporate tail‑risk modeling into its advice. For taxable, non‑retirement accounts it will consider tax‑efficient management when doing so does not alter the intended risk‑return profile.
A distinctive feature of the firm is that its principal maintains an active estate and elder law practice in addition to the advisory business, which may influence client work around estate or charitable planning. Kodiak also discloses it does not engage in soft‑dollar arrangements, is fee‑only (receives no third‑party compensation), and lists charitable organizations among its client types — a relatively uncommon client segment for advisers in this category.
Client services
Financial planning
Portfolio management
Expertise
Passive / index investing
Tax-loss harvesting
Fee options
$0 - $100,000: 2.00% $100,000 - $250,000: 1.75% $250,000 - $1,000,000: 1.5% $1,000,000 - $5,000,000: 1.25% $5,000,000+: 1.00%
Fee-only: Kodiak is a fee-only advisor; no commissions or other compensation from product sales.
Main office location
Kodiak Investment Management LLC
29670 440 Th Ave
Aitkin MN 56431, United States
Number of offices
1
Most active in
Kodiak Investment Management LLC has reported serving >5 clients in these states in the last 12 months.
Minnesota
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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