Knox Avenue Financial Corp.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$144,725,154
This total excludes 6 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
221
21% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
221
Average account size
$654,865
About
Knox Avenue Financial Corp. provides investment advisory and financial planning services to individuals and small businesses, offering portfolio management, retirement planning advice, and access to annuity products. The firm delivers both discretionary and non‑discretionary managed accounts and sponsors a wrap fee program for clients whose needs it deems suitable.
The firm tailors advice to client objectives and risk tolerances using methods such as asset allocation, dollar‑cost averaging, technical analysis, and both long‑ and short‑term purchases, and asks clients to complete risk profile questionnaires and investment selection documentation. Knox Avenue typically charges a single comprehensive fee to compensate its Investment Advisory Representative for managed accounts and conducts due diligence on third‑party service providers, including those that use artificial intelligence components.
What distinguishes Knox Avenue from many peers is its solo‑advisor structure combined with a relatively large client base and material assets under management — the brochure shows approximately $127.9 million in discretionary AUM and $16.8 million in non‑discretionary AUM as of December 31, 2025 while serving more than 200 clients. The firm’s principal is a licensed insurance agent and the brochure discloses compensation for annuity consultation from Mutual Securities and the potential sale of commissionable insurance products, which the firm addresses through its conflict‑of‑interest and disclosure policies.
Client services
Financial planning
Portfolio management
Pension consulting
Occupation focus
Founder/Business Owner
Fee options
$0 - $250,000: 1.50% $250,000 - $500,000: 1.25% $500,000 - $1,000,000: 1.00% $1,000,000 - $3,000,000: 0.75% $3,000,000+: 0.50%
Minimum fee: $25 annual account fee may be charged Fee-only: Financial planning fixed fees range from $250 to $10,000 per project
Main office location
Knox Avenue Financial Corp.
380 St. Peter Street, Suite 742
St. Paul MN 55102, United States
Number of offices
1
Most active in
Knox Avenue Financial Corp. has reported serving >5 clients in these states in the last 12 months.
Minnesota · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")