K
Knight of California LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$12,580,905
This total excludes 7 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
7
86% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
7
Average account size
$1,797,272
About
Knight of California LLC is a registered investment adviser that provides discretionary portfolio management and ongoing financial advice primarily to individual and high‑net‑worth clients, with a stated account minimum of $2,000,000 that the firm may waive (Items 4 and 7). The brochure reports $11,295,505 in client assets under discretionary management as of December 31, 2023, and describes services that include initial and follow‑up consultations, tailored investment objectives, ongoing monitoring, and periodic rebalancing.
The firm's stated investment approach blends fundamental and technical analysis with elements of modern portfolio theory and both long‑ and short‑term trading, and it primarily recommends mutual funds and ETFs while seeking discretionary trading authority (Item 8). The brochure specifically discloses potential use of margin (borrowing) in client accounts, option writing, and significant cash allocations as part of its risk‑management toolkit.
What is distinctive in the ADV compared with many peers is the firm’s operational ability to handle more complex account arrangements: it discloses aggregated trading and order allocation practices, direction of brokerage and custody to Schwab Advisor Services (with access to institutional custody and trading support), and policies to combine related household accounts for fee breakpoints (Items 11 and 12). These features, plus the firm’s willingness to accept accounts at its discretion, suggest capacity to manage larger or non‑standard account types alongside its individual client base.
Client services
Portfolio management
Expertise
Active portfolio management
Tax-loss harvesting
Fee options
$0 - $2,000,000: 1.25% (accepted at firm's discretion for accounts below $2,000,000) $2,000,000 - $5,000,000: 1.25% $5,000,000 - $15,000,000: 1.00% $15,000,000+: 0.85%
Account minimum: $2,000,000 (may be waived at firm's discretion)
Main office location
Knight of California LLC
Carmel CA, United States
Number of offices
1
Most active in
Knight of California LLC has reported serving >5 clients in these states in the last 12 months.
California · Kentucky
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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