Klocker Investment Advisers

The firm provides discretionary investment management primarily for pooled and institutional accounts and also offers hourly investment advice for clients who prefer to self-manage. It charges fees based on assets under management and intends to oversee accounts on a discretionary basis in line with client objectives.

The firm employs a tactical, actively managed approach that shifts allocations toward sectors viewed as in favor and can deploy option strategies for clients electing aggressive risk profiles; it adjusts investments to client‑specified risk tolerances and can apply industry exclusions for moral or ethical reasons. Accounts are reviewed frequently (weekly or monthly) and trades are routed through Charles Schwab to take advantage of unusually low per‑trade transaction costs, a practice the brochure notes can increase short‑term taxable events from active trading.

Distinctive features include the firm’s recent start as a small, single‑advisor RIA with extensive personal trading experience, an explicit policy not to vote client proxies (leaving voting decisions to clients), and a stated refusal to accept commissions or revenue from product providers. The firm discloses that it and its principals may trade the same securities as clients, does not aggregate client trades, and will only accept performance‑based fee arrangements under specific qualified‑investor thresholds.