Klaren Capital
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$13,500,000
Total clients
38
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
38
Average account size
$355,263
About
Klaren Capital is an independent, single-advisor firm that provides financial planning and portfolio management to individuals as well as a range of institutional and non-profit clients, including pension and profit-sharing plans, trusts, foundations, and other institutional entities. Its services include discretionary and non-discretionary portfolio management, separately managed account (SMA) strategies, and modular financial planning and consulting.
The firm relies on proprietary quantitative risk-management models and a long-term market-timing approach to adjust risk exposure across client portfolios, typically implementing models composed primarily of exchange-traded funds with occasional mutual funds, individual securities, bonds, cash, and options. Klaren Capital uses Morningstar-based tools and an IPS questionnaire for client profiling and may employ options and leveraged or inverse ETFs in certain SMA strategies to target defined risk levels.
Compared with many solo independent advisers, Klaren Capital is notable for offering performance-based incentive arrangements for qualified clients on a Hedged Global Macro strategy and for including client accounts in asset-weighted composites for strategy reporting. The firm also discloses that a firm principal is licensed to offer mortgage products and earns commissions for those activities (spending under 10% of professional time on them), a source of other financial-product revenue that is acknowledged and managed as a potential conflict of interest.
Client services
Financial planning
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Passive / index investing
Fee options
$0 - $1,000,000: 2.00% $1,000,001 - $2,000,000: 2.00% $2,000,001+: 1.50%
$150 per hour, negotiable depending on complexity and time involved
0% to 30% of Net New Profits for qualified clients (net worth of $2,000,000 or managing at least $1,000,000) under Hedged Global Macro Strategy
Account minimum: No minimum household value; minimums are negotiable at the discretion of the Investment Adviser Representative (IAR)
Most active in
Klaren Capital has reported serving >5 clients in these states in the last 12 months.
Virginia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")