K
KL Zech Investments
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$10,008,591
Clients
19
58% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
19
LowAverage account size
$526,768
About
The firm provides fee-based discretionary portfolio management and financial advice primarily to individual clients, including individual, retirement, trust, family, and business accounts. Services are tailored to client goals through written investment management agreements, and while there is no formal account minimum the firm recommends maintaining at least $50,000 for proper diversification.
Investment decisions are driven by client-specific asset allocation models, with individual security selection primarily based on fundamental analysis and technical analysis used for buy/sell timing. The firm employs a mix of ETFs, no‑load or fee‑waived mutual funds, individual equities, fixed income instruments and CDs, typically holding positions for extended periods while emphasizing capital preservation through stated investment rules.
Noteworthy operational features include a modest asset base (around $10 million) and a small client roster despite a long operating history dating to 1999, which may affect service style and availability compared with larger peers. The firm recommends Charles Schwab for custody and uses client brokerage in a soft‑dollar arrangement to obtain platform access and third‑party research; the principal also maintains a separate agricultural real estate business with limited annual time commitment, and the firm generally leaves proxy voting to clients.
Client services
Portfolio management
Expertise
Active portfolio management
Fee options
$0 - $50,000: 1.50% annually $50,001 - $250,000: 1.25% annually $250,001 - $1,000,000: 1.00% annually $1,000,001+: 0.75% annually
Account minimum: No minimum requirement; recommended minimum of $50,000 for proper asset diversification
Main office location
KL Zech Investments
Parker CO, United States
Number of offices
1
Most active in
KL Zech Investments has reported serving >5 clients in these states in the last 12 months.
Colorado
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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