KJ Capital Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$106,971,740
Clients
66
68% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
66
HighAverage account size
$1,620,784
About
KJ Capital Management is a fee-only, independent registered investment adviser that provides personalized portfolio management and aggregated financial services to a mix of individuals, trusts and estates, charitable organizations, corporations, municipalities, banks, investment companies, and pension and profit-sharing plans. The firm serves both discretionary and non‑discretionary clients and also works directly with plan sponsors and other entities on retirement-plan consulting and participant education.
The firm constructs and monitors portfolios tailored to each client’s objectives and risk tolerance, using a range of methods including fundamental and technical analysis, long‑ and short‑term trading, and occasional use of derivatives, margin, and short sales where suitable. Accounts are continuously monitored and rebalanced as appropriate, and the firm offers predefined model portfolios that it may implement for clients or use as deliverables to other managers.
Compared with many peers of similar size, the firm also provides third‑party management and model‑portfolio services to other advisers and institutions (models are not offered directly to retail investors), and provides pension consulting and participant education as part of its institutional work. The firm discloses relationships with broker‑dealers that can include soft‑dollar research and prime‑brokerage arrangements, and it maintains operational practices — such as acting as paying agent for advisory fees and the ability to effect third‑party asset transfers under standing client instructions — that may differ from many small advisory firms.
Client services
Portfolio management
Pension consulting
Third party management services to other advisers
Third party management services to other advisers
Expertise
Active portfolio management
Options & derivatives strategies
Retirement plans for business owners (SEP, solo 401k)
Passive / index investing
Fee options
1.50% annually (negotiable)
Account minimum: $100,000 Fee-only: Fee-only, independent financial advisor; advisory fees are asset-based and negotiable.
Most active in
KJ Capital Management LLC has reported serving >5 clients in these states in the last 12 months.
Florida · Massachusetts · New York · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
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