Kingswood Wealth Advisors, LLC

Kingswood Wealth Advisors serves a broad client mix that includes individuals (including high‑net‑worth clients), corporations, pension and ERISA-qualified plans, nonprofits, and institutional investors. The firm offers discretionary and non‑discretionary portfolio management, selection and oversight of third‑party managers and sub‑advisors, ERISA plan advisory and consulting, financial and institutional consulting, and management of annuity, participant 401(k), REIT and other outside account assets; it also sponsors a wrap fee program.

KWA describes an open‑architecture investment approach that tailors allocations and strategies to each client’s stated goals and risk tolerance and performs ongoing due diligence and monitoring of third‑party managers. Financial advisors operate under the firm’s platform (including the ability to use d/b/a names), and the firm may use third‑party technology to facilitate the management of held‑away retirement plan participant accounts while avoiding custody.

Notable features relative to many peers include common ownership with an affiliated broker‑dealer and the resulting practice that some advisors are dually registered and may receive transaction‑based compensation, a conflict the firm discloses and manages. The firm also discloses that it may recommend affiliated managers or receive referral compensation in certain arrangements, does not vote client proxies, and assesses platform and administrative fees and custodial arrangements that clients should review.