Kingsview Wealth Management, LLC

Kingsview Wealth Management is an SEC‑registered adviser that manages approximately $6.7 billion and serves individuals, high‑net‑worth clients, pension and profit‑sharing plans, trusts, charitable organizations and businesses. It provides wealth management, financial planning and asset management services through Investment Adviser Representatives (IARs) and an in‑house portfolio group, Kingsview Investment Management (KIM), using discretionary and non‑discretionary arrangements.

The firm combines advisor‑led financial planning and portfolio construction with model‑based and separately managed strategies, including KIM model portfolios and registered investment companies (the Monarch ETFs). IARs may deploy a wide range of instruments — equities, fixed income, options, derivatives and alternative products — and KWM also offers access to third‑party managers, alternative investments via a CAIS platform, held‑away participant account management and wrap and model‑provider arrangements.

What is distinctive relative to many enterprise peers is that certain KWM personnel are also registered representatives of unaffiliated broker‑dealers (e.g., Foreside and The Leaders) and may engage in wholesaling or sell the firm’s ETFs and certain variable insurance products, potentially receiving transaction‑based compensation for those activities. The firm’s combination of an internal asset‑management business that sponsors ETFs and model offerings, personnel with broker‑dealer and futures registrations, and partnerships for alternative access and tax/estate review services is a notable mix of functions that the adviser discloses and oversees as potential conflicts of interest.