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Kingfisher Capital Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$6,850,000
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
3
100% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
3
Average account size
$2,283,333
About
Kingfisher Capital Management LLC is a single-advisor registered investment adviser that provides discretionary portfolio management and ongoing monitoring primarily to high‑net‑worth individuals, documenting each client’s goals and risk tolerance in an Investment Policy Statement. The brochure shows a very small client base — three clients with roughly $6.8 million in assets under management — and indicates the firm typically recommends equities, mutual funds, fixed income and non‑U.S. securities.
The firm’s investment process combines fundamental, quantitative and technical analysis with elements of modern portfolio theory and a long‑term trading orientation; investment decisions are made under discretionary authority and reviews are performed at least monthly. KCM documents risk tolerances, seeks fair allocation of opportunities across accounts, and requires clients to use a specified custodian for execution and custody services.
What is distinctive for a solo independent adviser is that KCM reports advising a pooled investment vehicle — a client type that is uncommon among peers — while not serving non‑high‑net‑worth individual clients. The firm also requires use of Schwab Institutional custody, discloses potential soft‑dollar benefits and maintains a written Code of Ethics and policies to address personal trading and conflicts of interest.
Client services
Portfolio management
Expertise
Wealth management
Passive / index investing
Active portfolio management
Fee options
$0 - $1,000,000: 1.25% $1,000,001 - $2,000,000: 1.00% $2,000,001 - $5,000,000: 0.65% $5,000,001 - $10,000,000: 0.50% $10,000,001+: 0.40%
Main office location
Kingfisher Capital Management LLC
York ME, United States
Number of offices
1
Most active in
Kingfisher Capital Management LLC has reported serving >5 clients in these states in the last 12 months.
Maine
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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