K

King George Capital Mgmt, Inc.

Updated today

Client assets under management

$40,000,000

Clients

56

11% high-net worth

Advisors

2

of 2 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

28

Low

Average account size

$714,286

About

King George Capital Management is a registered investment adviser operating with two advisors and managing about $31 million for roughly 56 client relationships. The firm provides discretionary and non‑discretionary portfolio management for individuals (including high‑net‑worth clients), trusts, estates and retirement accounts, and it also offers financial planning and investment consulting services.

Portfolios are implemented across individual equities and debt, mutual funds, index and exchange‑traded funds, and options; the firm may also manage variable‑product assets and employer‑sponsored retirement plan accounts. Investment decisions are guided by both fundamental and technical analysis and can include the use of margin, long‑ and short‑term trading, and block trade execution, with custody and quarterly reporting handled through a national custodian.

Notably for a two‑advisor, $31 million firm, King George Capital reports relationships with a range of institutional and public‑sector clients — including a sovereign wealth fund, a bank or thrift, state and municipal government entities, an insurance company, and other investment advisers — a client mix that is uncommon among similarly sized peers. The combination of long tenures in the business, active trading tools (options and block trades), and hands‑on consulting for variable and employer‑sponsored plans distinguishes its operating model from many small wealth‑management practices.

Client services

Financial planning Portfolio management

Expertise

Wealth management

Occupation focus

Retired

Fee options

Percentage

0.5% to 1.5% annually (negotiable based on client circumstances)

Project-based

Generally $250 per hour for financial planning services

Other

Account minimum: $100,000

Main office location

King George Capital Mgmt, Inc.

King George VA, United States

Number of offices

1

Most active in

Virginia

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Quick links

Advisors at this firm

user avatar

Stephen B

CFP®, Series 63, Series 65

King George, VA

King George Capital Mgmt, Inc.

Stephen Brown is a CFP® with 43 years of industry experience. He is president of King George Capital Management, Inc., where he has managed client portfolios since 1996. Prior to this, he worked at Capitol Securities Management starting in 2014. Outside of advisory work, he is involved in developing a family-owned land subdivision. King George Capital Management is a registered investment adviser with two advisors, managing approximately $31 million across around 56 client relationships. The firm offers discretionary and non-discretionary portfolio management, financial planning, and investment consulting for individuals, trusts, estates, and retirement accounts, employing both fundamental and technical analysis alongside active trading strategies.

Wealth management Retired
user avatar

David D

Series 63, Series 66

King George, VA

King George Capital Mgmt, Inc.

David Dyer is a financial advisor at King George Capital Management, Inc. He holds Series 63 and Series 66 licenses and has 23 years of industry experience. Prior to joining King George Capital Management, he has worked at Kingsbridge Capital Corp. since 2000. King George Capital Management is a registered investment adviser with two advisors managing approximately $31 million across 56 client relationships. The firm serves individuals, trusts, estates, retirement accounts, and institutional clients, employing both fundamental and technical analysis in portfolio management that includes equities, fixed income, mutual funds, ETFs, options, and variable-product assets.

Wealth management Retired
Warmer team member

Not sure where to start?

We'll help you think it through – whether you ultimately need an advisor or not.

Call (201) 292-4557

Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.

By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev

© 2026 Warmer Holdings Inc. ("Warmer")