K
King Financial Investments Inc
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$37,953,637
Clients
28
43% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
28
TypicalAverage account size
$1,355,487
About
King Financial Investments Inc is an SEC-registered adviser that provides discretionary portfolio management and ongoing investment oversight to individual and high‑net‑worth clients. The firm documents client objectives in written investment policy statements and primarily implements portfolios with ETFs, mutual funds, equities and fixed‑income securities.
The firm combines fundamental and technical analysis and employs both long‑term and short‑term trading strategies while exercising discretionary trading authority for managed accounts. Accounts are reviewed at least monthly, and custody and trade execution are generally handled through Schwab Institutional, which the firm requires clients to use when possible.
King Financial maintains an affiliation with a separate accounting practice and has senior management with a CPA credential, a structural feature the brochure highlights as distinctive and that can introduce accounting/tax expertise as well as potential conflicts that are disclosed in firm policies. The firm is small by staff but manages about $38 million across a limited number of client relationships and does not aggregate block trades for multiple client accounts, a practice the brochure notes can affect execution outcomes in certain market conditions.
Client services
Portfolio management
Expertise
Passive / index investing
Real estate investing
Fee options
$0 - $250,000: $2,950 fixed fee $250,001 - $550,000: 1.08% $550,001 - $1,100,000: 0.80% $1,100,001+: 0.60%
Minimum fee: $2,950 fixed fee for accounts up to $250,000
Main office location
King Financial Investments Inc
Marietta GA, United States
Number of offices
1
Most active in
King Financial Investments Inc has reported serving >5 clients in these states in the last 12 months.
Georgia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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