K
Kim Knotts, RIA
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$8,333,599
Total clients
29
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
29
Average account size
$287,365
About
The firm provides investment management, comprehensive financial planning, and retirement plan consulting to individuals, high-net-worth clients, and employer plan sponsors. Services include portfolio construction using multi-asset strategies, written financial plans or hourly consultations, and participant education and plan monitoring for retirement plans.
Investment advice is delivered through individualized asset-allocation models that divide holdings among growth, income, and diversifying asset classes and are reviewed periodically to reflect market conditions and client objectives. All client accounts are managed on a non-discretionary basis, so the adviser makes recommendations but clients retain final approval for trades and implementation.
What is distinctive is the firm principal’s concurrent operating roles in related fields: an affiliated real estate brokerage and a tax/accounting practice, and licensure to sell insurance and real estate, with those services offered under separate agreements. The firm is relatively small—managing roughly $8.3 million across about 29 client relationships—and discloses and documents potential conflicts arising from its real estate, tax, and insurance activities.
Client services
Financial planning
Portfolio management
Expertise
College savings (529s, UTMA, etc.)
Fee options
One-time initial financial plan fee of $600 (not in addition to hourly fee)
$0 - $250,000: 1.50% $250,001 - $500,000: 1.50% $500,001+: 1.00%
$250/hour, negotiable
Account minimum: $250,000 Fee-only: Advisory fees and hourly financial planning fees; no commissions or sales-based compensation
Main office location
Kim Knotts, RIA
101 Parkshore
Folsom CA 95630, United States
Number of offices
1
Most active in
Kim Knotts, RIA has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Lawyer
They provide legal services, typically billed separately.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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