K
Keymark Financial
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$39,818,576
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
117
10% high-net worth
Advisors
1
of 3 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
117
Very HighAverage account size
$340,330
About
Keymark Financial serves individual and high-net-worth clients as well as corporate clients, providing discretionary portfolio management alongside financial planning services. The firm offers both one-time and ongoing planning engagements, including a comprehensive quarterly-retainer option that provides continuous access to a planner and periodic plan reviews.
The firm typically constructs portfolios using a passive, asset-class approach—building allocations from index mutual funds and ETFs to manage correlation, risk and cost—while also applying fundamental and technical analysis when performing investment analysis for clients. Account supervision is discretionary, guided by individualized investment policy statements that document objectives, risk tolerance and any client-imposed restrictions, with regular reviews and trade confirmations delivered through the custodian.
Compared with many supported peers that report substantially larger AUM, this single-advisor firm manages roughly $40 million across about 117 client relationships, and disproportionately emphasizes an ongoing, subscription-style planning service. The firm’s principal is a CFP certificant, the firm restricts personal trading around client trades and reports no third‑party compensation or related-party affiliations, and it uses an institutional Schwab platform for custody and operational support.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Fee options
$0 - $3,000,000: 1.00% $3,000,001 - $5,000,000: 0.75% $5,000,001+: 0.50%
$250 - $500 per hour depending on complexity
$200 - $1000 per month or $600 - $3000 per quarter for Comprehensive Financial Planning
Main office location
Keymark Financial
500 Silver Spur, Suite 203
Rolling Hills Estates CA 90275, United States
Number of offices
1
Most active in
Keymark Financial has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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