Keyes, Stange & Wooten Wealth Management, LLC

Keyes, Stange & Wooten Wealth Management serves trustees and other fiduciaries of ERISA-covered retirement plans as well as individual clients, trusts, estates and business entities. For plan clients the firm provides nondiscretionary advisory services including TPA selection, plan design, participant enrollment and education, investment line-up analysis, monitoring criteria development, and recommendations limited to mutual funds, ETFs and annuity subaccounts.

When advising plans the firm conducts due diligence on fund and annuity options, uses sponsor-provided information and outside research to evaluate investment choices, and provides ongoing monitoring and non-discretionary recommendations while stopping short of giving participant-specific investment advice. For individual clients the firm offers portfolio management and financial planning on both discretionary and non-discretionary bases, with periodic account reviews and standard risk disclosures about market and product-specific risks.

What is distinctive about the firm is its shared ownership with an affiliated CPA practice, Keyes, Stange & Wooten CPA Firm, LLC, and the fact that certain members are registered representatives of a broker‑dealer and hold insurance licenses—relationships the brochure notes can create conflicts of interest that are managed through monitoring and disclosure. The firm operates as an eight-advisor team managing roughly $400 million in client assets and, at times, serves in trustee or other fiduciary roles for clients, combining tax, accounting and advisory capabilities that are less common among similar team firms.