Kevin P. McGuan, LLC

Kevin P. McGuan, LLC provides portfolio management and ongoing financial advice primarily to individual clients and also accepts high‑net‑worth individuals, pension and profit‑sharing plans, charitable organizations, and business entities. Like many independent advisers, the firm delivers tailored portfolio services through an initial discovery process and periodic reviews and charges asset‑based advisory fees.

The firm constructs customized or model portfolios based on investor questionnaires, risk tolerances, and stated objectives, offering both discretionary and non‑discretionary arrangements and monitoring accounts with regular rebalancing. Its stated methods combine technical/charting and cyclical analysis with fundamental research and modern portfolio theory, and it discloses that margin transactions may be used in certain situations while tax efficiency is not a primary management objective.

Noteworthy aspects include a small client roster (twelve clients) managing $25 million in discretionary assets, which implies relatively large account sizes per client and a concentration of relationships handled solely by the firm owner with long industry tenure. The firm’s principal is also a licensed insurance agent who may receive commission‑based compensation for insurance sales (a disclosed conflict of interest), the adviser does not vote client proxies, and it requires use of approved custodians for execution and fee debiting.