K
Kevin Clariday Investment Advisor
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$21,800,000
Clients
5
80% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
5
Very LowAverage account size
$4,360,000
About
This solo independent advisory firm provides comprehensive portfolio management and consulting to individuals, high-net-worth individuals, trusts and small businesses, advising on portfolios that may include ETFs, mutual funds, individual stocks and bonds. It manages roughly $21.8 million of client assets across five client relationships and offers individualized investment plans and the ability for clients to place reasonable investment restrictions.
The firm’s investment process draws on a mix of fundamental and technical methods (including charting and cyclical analysis) and typically emphasizes long‑term purchases while rarely using margin, short sales or option writing. Accounts are managed on a primarily non‑discretionary basis, so the firm seeks client approval for transactions and conducts at least quarterly reviews of client accounts.
What is noteworthy relative to peers is the combination of almost entirely non‑discretionary assets and a very small number of client relationships, which is uncommon among independent advisers and implies more client-driven trade decisions and tailored services. The firm also participates in an institutional custody program and discloses receipt of related program benefits and a Code of Ethics intended to address potential conflicts.
Client services
Portfolio management
Expertise
Active portfolio management
Fee options
$0 - $1,000,000: 1.00% annually Over $1,000,001+: 0.50% annually
Most active in
Kevin Clariday Investment Advisor has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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