Kennedy Wealth Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$20,908,272
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
23
35% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
23
Average account size
$909,055
About
Kennedy Wealth Management serves individual investors, trusts, charitable organizations, businesses and retirement plan sponsors. The firm offers financial planning (limited engagements and ongoing planning), investment management, integrated wealth management and retirement plan advisory services, and periodically conducts educational speaking engagements.
The firm operates as a fee‑only fiduciary and documents client objectives in an investment policy statement before implementing strategies. Portfolios are generally constructed using diversified asset allocation principles informed by fundamental analysis and Modern Portfolio Theory, often employing low‑cost index mutual funds and periodic rebalancing, with investment management provided on a discretionary basis when agreed.
Compared with many independent advisers, the firm explicitly supports pension and profit‑sharing plan clients and provides pension consulting and employee education — services that are uncommon for firms of this type. The brochure discloses the firm manages roughly $36 million across about 84 accounts (including held‑away assets as part of wealth management) and notes a 2025 Tennessee Securities Division consent order and civil penalty related to net capital requirements, after which the firm implemented internal review procedures.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Educational seminars or workshops
Expertise
General retirement planning
Income planning
Wealth management
Passive / index investing
Retirement plans for business owners (SEP, solo 401k)
Occupation focus
Founder/Business Owner
Executive
Demographic focus
HENRY (High Earners, Not Rich Yet)
Fee options
Fixed fees for Limited Financial Planning engagements, based on scope and complexity; fee quote provided in client agreement
Typically $500 per hour for Limited Financial Planning engagements
Account minimum: $2,000,000 minimum for Stand-Alone Investment Management; No minimum for Wealth Management (typical clients have $2,000,000 assets or $400,000 income) Minimum fee: Minimum quarterly Wealth Management fee of $1,000 Fee-only: Fee-only firm; no commissions or referral fees received
Main office location
Kennedy Wealth Management
200 Prosperity Drive
Knoxville TN 37923, United States
Number of offices
1
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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